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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOC icon
401
Healthpeak Properties
DOC
$14.8B
$337K 0.03%
9,351
+20
+0.2% +$690
PSK icon
402
State Street SPDR ICE Preferred Securities ETF
PSK
$686M
$337K 0.03%
7,859
+649
+9% +$27.8K
PDBC icon
403
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.42B
$333K 0.03%
23,666
+196
+0.8% +$3.86K
DFAC icon
404
Dimensional US Core Equity 2 ETF
DFAC
$49.6B
$332K 0.03%
11,469
– –
USHY icon
405
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$332K 0.03%
8,052
-22,372
-74% -$920K
NVTA
406
DELISTED
Invitae Corporation
NVTA
$329K 0.03%
21,566
+8,495
+65% +$184K
CMI icon
407
Cummins
CMI
$88.7B
$327K 0.03%
1,499
+226
+18% +$51.5K
STE icon
408
Steris
STE
$23.1B
$325K 0.03%
1,337
-11
-0.8% -$2.51K
RSPF icon
409
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$323K 0.03%
5,025
– –
ACWI icon
410
iShares MSCI ACWI ETF
ACWI
$33.4B
$322K 0.03%
3,049
-25
-0.8% -$2.61K
BSJQ icon
411
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$867M
$322K 0.03%
12,550
+800
+7% +$20.5K
NEE icon
412
NextEra Energy
NEE
$177B
$322K 0.03%
3,450
+140
+4% +$12.1K
VEU icon
413
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$320K 0.03%
5,224
-973
-16% -$60.2K
KBWD icon
414
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
$319K 0.03%
15,746
+470
+3% +$9.74K
XHB icon
415
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
$318K 0.03%
3,702
+4
+0.1% +$321
YYY icon
416
Amplify CEF High Income ETF
YYY
$741M
$318K 0.03%
19,099
+1,631
+9% +$27.4K
BSJR icon
417
Invesco BulletShares 2027 High Yield Corporate Bond ETF
BSJR
$883M
$317K 0.03%
12,500
+1,025
+9% +$26K
ALB icon
418
Albemarle
ALB
$15.5B
$315K 0.03%
1,349
+24
+2% +$5.94K
BXMX
419
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$314K 0.03%
21,440
-12,772
-37% -$188K
PENN icon
420
PENN Entertainment
PENN
$2.71B
$314K 0.03%
6,049
+380
+7% +$23K
CRWD icon
421
CrowdStrike
CRWD
$218B
$312K 0.03%
6,088
-32
-0.5% -$1.95K
FTXL icon
422
First Trust Nasdaq Semiconductor ETF
FTXL
$1.36B
$312K 0.03%
3,840
+135
+4% +$10.1K
IGRO icon
423
iShares International Dividend Growth ETF
IGRO
$1.32B
$309K 0.03%
4,554
-351
-7% -$23.5K
FITB
424
Fifth Third Bancorp
FITB
$51.8B
$305K 0.03%
7,001
-487
-7% -$21.3K
IGV icon
425
iShares Expanded Tech-Software Sector ETF
IGV
$14.7B
$303K 0.03%
3,805
-735
-16% -$61.4K
15 16
17
18 19

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.