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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$98.7M
AUM Growth
-$786M
Cap. Flow
-$791M
Cap. Flow %
-802.06%
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$37.9M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$19.5M
3
AAPL icon
Apple
AAPL
+$17.8M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$15.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USA icon
401
Liberty All-Star Equity Fund
USA
$1.86B
– –
-10,022
Closed -$69K
USMV icon
402
iShares MSCI USA Min Vol Factor ETF
USMV
$24.5B
– –
-216,355
Closed -$14.7M
USXF icon
403
iShares ESG Advanced MSCI USA ETF
USXF
$1.5B
– –
-8,845
Closed -$277K
V icon
404
Visa
V
$674B
– –
-9,096
Closed -$1.99M
VB icon
405
Vanguard Morningstar Small-Cap ETF
VB
$82.6B
– –
-15,435
Closed -$3M
VBK icon
406
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
– –
-2,259
Closed -$605K
VBR icon
407
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
– –
-7,913
Closed -$1.13M
VCIT icon
408
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.6B
– –
-16,797
Closed -$1.63M
VCSH icon
409
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
– –
-6,769
Closed -$564K
VEU icon
410
Vanguard FTSE All-World ex-US ETF
VEU
$70B
– –
-7,072
Closed -$413K
VFH icon
411
Vanguard Financials ETF
VFH
$13.8B
– –
-3,785
Closed -$276K
VGT icon
412
Vanguard Information Technology ETF
VGT
$148B
– –
-16,160
Closed -$715K
VHT icon
413
Vanguard Health Care ETF
VHT
$18.9B
– –
-911
Closed -$204K
VIG icon
414
Vanguard Dividend Appreciation ETF
VIG
$114B
– –
-63,416
Closed -$8.95M
VLUE icon
415
iShares MSCI USA Value Factor ETF
VLUE
$9.49B
– –
-20,868
Closed -$1.81M
VMBS icon
416
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
– –
-22,032
Closed -$1.19M
VNLA icon
417
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
– –
-71,410
Closed -$3.6M
VO icon
418
Vanguard Morningstar Mid-Cap ETF
VO
$109B
– –
-59,540
Closed -$3.08M
VOO icon
419
Vanguard S&P 500 ETF
VOO
$1.03T
– –
-7,639
Closed -$2.63M
VOOV icon
420
Vanguard S&P 500 Value ETF
VOOV
$6.75B
– –
-4,280
Closed -$529K
VPU
421
Vanguard Utilities ETF
VPU
$8.34B
– –
-5,766
Closed -$791K
VRTX icon
422
Vertex Pharmaceuticals
VRTX
$135B
– –
-1,051
Closed -$248K
VT icon
423
Vanguard Total World Stock ETF
VT
$81.3B
– –
-2,557
Closed -$237K
VTI icon
424
Vanguard Morningstar Total Stock Market ETF
VTI
$692B
– –
-21,371
Closed -$4.16M
VTIP icon
425
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
– –
-12,288
Closed -$628K
15 16
17
18 19

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Regal Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
  • Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
  • Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
  • Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.

Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.