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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHF icon
376
Schwab International Equity ETF
SCHF
$68.4B
$501K 0.03%
21,523
-115
-0.5% -$2.6K
VGK icon
377
Vanguard FTSE Europe ETF
VGK
$31B
$501K 0.03%
6,278
+871
+16% +$68.2K
OSCV icon
378
Opus Small Cap Value ETF
OSCV
$708M
$494K 0.03%
+12,919
New +$484K
IQDF icon
379
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$492K 0.03%
17,256
+1,011
+6% +$28.3K
CAH icon
380
Cardinal Health
CAH
$55.5B
$488K 0.03%
3,109
+65
+2% +$10K
QBTS icon
381
D-Wave Quantum Inc. Common Stock
QBTS
$7.51B
$488K 0.03%
19,729
+2,530
+15% +$46.1K
O icon
382
Realty Income
O
$58.2B
$486K 0.03%
7,991
+730
+10% +$42.5K
FDL icon
383
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
$485K 0.03%
11,173
– –
SMR icon
384
NuScale Power
SMR
$3.8B
$483K 0.03%
13,405
+6,410
+92% +$255K
MINT icon
385
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$476K 0.03%
4,732
-66
-1% -$6.63K
HYGH icon
386
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$600M
$473K 0.03%
5,442
+382
+8% +$33K
AXP icon
387
American Express
AXP
$228B
$468K 0.03%
1,410
+324
+30% +$103K
MMM icon
388
3M
MMM
$93.8B
$468K 0.03%
3,016
+29
+1% +$4.47K
AIQ icon
389
Global X Artificial Intelligence & Technology ETF
AIQ
$10.2B
$467K 0.03%
9,448
+475
+5% +$21.6K
SPLV icon
390
Invesco S&P 500 Low Volatility ETF
SPLV
$7.16B
$465K 0.03%
6,327
-43
-0.7% -$3.14K
FITB
391
Fifth Third Bancorp
FITB
$51.6B
$461K 0.03%
10,344
+486
+5% +$21.3K
FELG icon
392
Fidelity Enhanced Large Cap Growth ETF
FELG
$5.74B
$461K 0.03%
11,202
+9
+0.1% +$350
CVS icon
393
CVS Health
CVS
$122B
$458K 0.03%
6,077
+15
+0.2% +$1.03K
ESGD icon
394
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
$458K 0.03%
4,923
+1,586
+48% +$143K
FNDX icon
395
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$455K 0.03%
17,293
– –
RING icon
396
iShares MSCI Global Gold Miners ETF
RING
$2.45B
$451K 0.03%
6,977
-1,408
-17% -$72.1K
VCSH icon
397
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.9B
$451K 0.03%
5,641
+113
+2% +$8.99K
CGGR icon
398
Capital Group Growth ETF
CGGR
$25B
$449K 0.03%
10,234
– –
RPV icon
399
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
$448K 0.03%
4,504
-35
-0.8% -$3.35K
STLD icon
400
Steel Dynamics
STLD
$38.4B
$447K 0.03%
3,207
+3
+0.1% +$394
14 15
16
17 18

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.