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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDTF icon
376
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$371K 0.03%
15,708
+821
+6% +$18.9K
MTUM icon
377
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$370K 0.03%
2,358
+737
+45% +$108K
BND icon
378
Vanguard Total Bond Market
BND
$161B
$369K 0.03%
5,014
-79
-2% -$5.58K
DGRO icon
379
iShares Core Dividend Growth ETF
DGRO
$43.6B
$368K 0.03%
6,839
-541
-7% -$27.4K
NZF icon
380
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$367K 0.03%
31,010
-418
-1% -$4.59K
MPC icon
381
Marathon Petroleum
MPC
$88.2B
$366K 0.03%
2,470
-152
-6% -$22.6K
WBA
382
DELISTED
Walgreens Boots Alliance
WBA
$363K 0.03%
+13,890
New +$311K
IMCG icon
383
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.12B
$362K 0.03%
5,621
-581
-9% -$34.1K
FNDF icon
384
Schwab Fundamental International Large Company Index ETF
FNDF
$25.6B
$362K 0.03%
10,737
+2,307
+27% +$73.9K
CMCSA icon
385
Comcast
CMCSA
$88.9B
$360K 0.03%
8,215
+343
+4% +$14.7K
UNP icon
386
Union Pacific
UNP
$174B
$360K 0.03%
1,464
-106
-7% -$23.3K
SNA icon
387
Snap-on
SNA
$21.3B
$360K 0.03%
1,245
+1
+0.1% +$270
EW icon
388
Edwards Lifesciences
EW
$53.2B
$355K 0.03%
4,654
+372
+9% +$25.9K
DMO
389
Western Asset Mortgage Opportunity Fund
DMO
$120M
$352K 0.03%
31,492
– –
TLTW icon
390
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF
TLTW
$1.83B
$351K 0.03%
+12,770
New +$355K
PKW icon
391
Invesco BuyBack Achievers ETF
PKW
$1.77B
$349K 0.03%
+3,529
New +$322K
HON icon
392
Honeywell
HON
$77.2B
$348K 0.03%
1,763
-59
-3% -$10.6K
TLH icon
393
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$347K 0.03%
+3,209
New +$321K
HBAN icon
394
Huntington Bancshares
HBAN
$35.2B
$347K 0.03%
27,292
-5,781
-17% -$63.2K
SOXX icon
395
iShares Semiconductor ETF
SOXX
$45.2B
$346K 0.03%
1,803
+39
+2% +$6.54K
BMY icon
396
Bristol-Myers Squibb
BMY
$133B
$345K 0.03%
6,715
-2,932
-30% -$154K
JXN icon
397
Jackson Financial
JXN
$8.97B
$340K 0.03%
6,650
+176
+3% +$7.75K
JMBS icon
398
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.73B
$334K 0.03%
7,277
-105,725
-94% -$4.63M
GIS icon
399
General Mills
GIS
$19.9B
$334K 0.03%
5,122
+190
+4% +$12.3K
RSPG icon
400
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$583M
$330K 0.02%
4,470
-341
-7% -$25.5K
14 15
16
17 18

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.