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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOBL icon
376
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$300K 0.03%
6,678
-2,500
-27% -$111K
UNP icon
377
Union Pacific
UNP
$174B
$297K 0.03%
+1,434
New +$294K
USHY icon
378
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$297K 0.03%
8,598
+277
+3% +$9.57K
LMT icon
379
Lockheed Martin
LMT
$136B
$297K 0.03%
610
-16
-3% -$7.43K
VTIP icon
380
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$297K 0.03%
6,350
-17,168
-73% -$818K
JXN icon
381
Jackson Financial
JXN
$8.8B
$296K 0.03%
8,511
+53
+0.6% +$1.84K
FOUR icon
382
Shift4
FOUR
$3.26B
$294K 0.03%
5,265
+247
+5% +$11.7K
NEE icon
383
NextEra Energy
NEE
$177B
$293K 0.03%
3,507
+31
+0.9% +$2.5K
BXMX
384
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$291K 0.03%
23,026
+863
+4% +$11.1K
SPDW icon
385
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.7B
$288K 0.03%
9,701
+109
+1% +$3.13K
IWS icon
386
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$288K 0.03%
2,733
-8
-0.3% -$839
PAVE icon
387
Global X US Infrastructure Development ETF
PAVE
$14.4B
$287K 0.03%
10,836
-2,393
-18% -$62.7K
CPAY icon
388
Corpay
CPAY
$25.7B
$287K 0.03%
1,560
+406
+35% +$74.4K
SNA icon
389
Snap-on
SNA
$21.5B
$284K 0.03%
1,242
+1
+0.1% +$226
RSPF icon
390
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$283K 0.03%
5,025
– –
TACK icon
391
Fairlead Tactical Sector ETF
TACK
$302M
$283K 0.03%
+12,103
New +$280K
IUSG icon
392
iShares Core S&P US Growth ETF
IUSG
$33.9B
$281K 0.03%
3,448
+643
+23% +$53.7K
DFAC icon
393
Dimensional US Core Equity 2 ETF
DFAC
$49.6B
$278K 0.03%
11,469
– –
BUFG icon
394
FT Vest Buffered Allocation Growth ETF
BUFG
$334M
$276K 0.03%
+15,360
New +$275K
VHT icon
395
Vanguard Health Care ETF
VHT
$18.7B
$276K 0.03%
1,111
+4
+0.4% +$970
SPLV icon
396
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$275K 0.03%
4,299
-1,283
-23% -$79.6K
FALN icon
397
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$275K 0.03%
11,155
-13,302
-54% -$324K
MDB icon
398
MongoDB
MDB
$32.1B
$274K 0.03%
1,391
– –
PINS icon
399
Pinterest
PINS
$13.4B
$273K 0.03%
11,261
-924
-8% -$22K
IGRO icon
400
iShares International Dividend Growth ETF
IGRO
$1.32B
$273K 0.03%
4,741
+155
+3% +$8.52K
14 15
16
17 18

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.