We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSLY icon
376
Fastly Inc
FSLY
$3.66B
$386K 0.03%
10,888
– –
HYEM icon
377
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$384K 0.03%
17,146
+1,873
+12% +$42.3K
TLH icon
378
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$382K 0.03%
2,574
+198
+8% +$29.3K
REM icon
379
iShares Mortgage Real Estate ETF
REM
$543M
$381K 0.03%
11,030
-23,409
-68% -$855K
FDX icon
380
FedEx
FDX
$75.4B
$378K 0.03%
1,461
-142
-9% -$34.1K
XLY icon
381
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$378K 0.03%
3,694
+222
+6% +$22.1K
KRE icon
382
State Street SPDR S&P Regional Banking ETF
KRE
$4.57B
$372K 0.03%
5,246
-381
-7% -$27.3K
IUSG icon
383
iShares Core S&P US Growth ETF
IUSG
$33.9B
$370K 0.03%
3,196
+1
+0% +$111
GIS icon
384
General Mills
GIS
$19.7B
$369K 0.03%
5,483
-1,112
-17% -$70.6K
ULTA icon
385
Ulta Beauty
ULTA
$24.3B
$369K 0.03%
896
+36
+4% +$14K
XLP icon
386
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$364K 0.03%
4,714
+259
+6% +$18.8K
IETC icon
387
iShares US Tech Independence Focused ETF
IETC
$717M
$360K 0.03%
5,888
+684
+13% +$41K
CL icon
388
Colgate-Palmolive
CL
$74.4B
$359K 0.03%
4,201
+90
+2% +$7.03K
JXN icon
389
Jackson Financial
JXN
$8.8B
$359K 0.03%
+8,593
New +$282K
DTE icon
390
DTE Energy
DTE
$29.1B
$356K 0.03%
2,977
+4
+0.1% +$457
LHX icon
391
L3Harris
LHX
$53.4B
$356K 0.03%
1,671
+52
+3% +$11.5K
VV icon
392
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$356K 0.03%
1,609
+1
+0.1% +$214
KC
393
Kingsoft Cloud Holdings
KC
$3.69B
$355K 0.03%
22,531
-5,556
-20% -$119K
TSCO icon
394
Tractor Supply
TSCO
$18B
$353K 0.03%
7,405
+175
+2% +$7.66K
FXU icon
395
First Trust Utilities AlphaDEX Fund
FXU
$825M
$351K 0.03%
10,750
+9
+0.1% +$280
SPDW icon
396
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.7B
$348K 0.03%
9,548
+152
+2% +$5.59K
MASI
397
DELISTED
Masimo
MASI
$347K 0.03%
1,184
+33
+3% +$9.4K
BSJP
398
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$343K 0.03%
13,950
+900
+7% +$22K
BAX icon
399
Baxter International
BAX
$14.2B
$341K 0.03%
3,973
+11
+0.3% +$885
WWD icon
400
Woodward
WWD
$21.4B
$340K 0.03%
3,110
+1
+0% +$112
14 15
16
17 18

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.