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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+15.72%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$492M
AUM Growth
+$35.5M
Cap. Flow
-$11M
Cap. Flow %
-2.23%
Top 10 Hldgs %
19.98%
Holding
399
New
65
Increased
147
Reduced
121
Closed
45

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.64M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.3M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.14M
4
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$1.05M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.04M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.77M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.04M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.51M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.2M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$1.18M

Sector Composition

Rank Sector Weight
1 Healthcare 8.12%
2 Technology 7.87%
3 Consumer Staples 6.26%
4 Industrials 5.2%
5 Consumer Discretionary 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEF icon
376
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
– –
-33,699
Closed -$3.51M
IJK icon
377
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
– –
-5,400
Closed -$258K
KIDS icon
378
OrthoPediatrics
KIDS
$595M
– –
-6,702
Closed -$234K
KT icon
379
KT
KT
$8.81B
– –
-13,722
Closed -$195K
LYB icon
380
LyondellBasell Industries
LYB
$19.2B
– –
-2,982
Closed -$248K
MMD
381
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
– –
-32,436
Closed -$633K
NEA icon
382
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
– –
-13,259
Closed -$163K
PXH icon
383
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
– –
-16,687
Closed -$330K
RSPT icon
384
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
– –
-64,270
Closed -$905K
SPAB icon
385
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
– –
-36,100
Closed -$1M
SPDW icon
386
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
– –
-28,039
Closed -$742K
SPEM icon
387
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
– –
-8,768
Closed -$284K
SPIB icon
388
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-6,908
Closed -$228K
SPYM
389
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
– –
-34,229
Closed -$1M
TUR icon
390
iShares MSCI Turkey ETF
TUR
$213M
– –
-11,468
Closed -$282K
USMF icon
391
WisdomTree US Multifactor Fund
USMF
$303M
– –
-19,538
Closed -$510K
VBK icon
392
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
– –
-1,048
Closed -$158K
VGSH icon
393
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
– –
-2,512
Closed -$151K
VKQ icon
394
Invesco Municipal Trust
VKQ
$551M
– –
-27,511
Closed -$306K
WW
395
DELISTED
WW International
WW
– –
-9,950
Closed -$384K
GM.WS.B
396
DELISTED
General Motors Company
GM.WS.B
– –
-1
Closed –
WBK
397
DELISTED
Westpac Banking Corporation
WBK
– –
-10,125
Closed -$177K
SHPG
398
DELISTED
Shire pic
SHPG
– –
-1,808
Closed -$315K
NORW
399
DELISTED
Global X MSCI Norway ETF
NORW
– –
-22,464
Closed -$259K
12 13 14 15
16

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VCM
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ESBC
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SFI
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WJA
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OMC
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Regal Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Regal Investment Advisors held 399 positions worth $492M, up 7.8% from $456M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q1 2019 filing shows 65 new, 147 increased, 121 reduced and 45 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.77M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.3% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2019 buy was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $2.64M increase.
  • Regal Investment Advisors's biggest Q1 2019 reduction was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q1 2019, selling an estimated $6.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $492M portfolio in Q1 2019.
  • Regal Investment Advisors opened 65 new positions and closed 45 in Q1 2019.
  • Regal Investment Advisors's portfolio value rose 7.8% quarter-over-quarter to $492M.

Based on Regal Investment Advisors's 13F filing for Q1 2019, filed 9 May 2019.