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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPP icon
376
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$82K 0.02%
2,250
– –
PAYX icon
377
Paychex
PAYX
$42.7B
$80K 0.02%
1,687
– –
STT icon
378
State Street
STT
$50.7B
$80K 0.02%
1,200
– –
USDP
379
DELISTED
USD PARTNERS LP
USDP
$80K 0.02%
10,000
+2,000
+25% +$21K
BMO icon
380
Bank of Montreal
BMO
$127B
$79K 0.02%
1,462
– –
BND icon
381
Vanguard Total Bond Market
BND
$158B
$79K 0.02%
974
+345
+55% +$28.1K
MGM icon
382
MGM Resorts International
MGM
$11.2B
$79K 0.02%
4,310
– –
IYF icon
383
iShares US Financials ETF
IYF
$4.61B
$77K 0.02%
1,852
– –
MWE
384
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$77K 0.02%
1,800
– –
HAIN icon
385
Hain Celestial
HAIN
$53.7M
$76K 0.02%
1,480
+80
+6% +$5.06K
VKQ icon
386
Invesco Municipal Trust
VKQ
$551M
$76K 0.02%
+6,223
New +$75.4K
TSLA icon
387
Tesla
TSLA
$1.3T
$75K 0.02%
+4,545
New +$77.2K
VBK icon
388
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$75K 0.02%
645
-390
-38% -$50.4K
PDCO
389
DELISTED
Patterson Companies, Inc.
PDCO
$75K 0.02%
1,750
– –
ITC
390
DELISTED
ITC HOLDINGS CORP
ITC
$75K 0.02%
+2,270
New +$75.7K
PCG icon
391
PG&E
PCG
$38.5B
$73K 0.02%
1,384
– –
AME icon
392
Ametek
AME
$58.2B
$71K 0.02%
1,370
– –
FBND icon
393
Fidelity Total Bond ETF
FBND
$27.3B
$71K 0.02%
1,475
– –
BCE icon
394
BCE
BCE
$21.2B
$67K 0.02%
1,645
+12
+0.7% +$492
EFAV icon
395
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$67K 0.02%
1,075
+805
+298% +$52.4K
BHK icon
396
BlackRock Core Bond Trust
BHK
$667M
$66K 0.02%
5,125
– –
EOG icon
397
EOG Resources
EOG
$70.7B
$66K 0.02%
918
-28,177
-97% -$2.19M
IEMG icon
398
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$66K 0.02%
1,655
-1,002
-38% -$42.9K
MDT icon
399
Medtronic
MDT
$112B
$66K 0.02%
991
-4,111
-81% -$303K
PX
400
DELISTED
Praxair Inc
PX
$66K 0.02%
650
– –
14 15
16
17 18

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.