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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAIN icon
376
Hain Celestial
HAIN
$53.7M
$58K 0.02%
1,000
-800
-44% -$43.3K
VBR icon
377
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$58K 0.02%
552
– –
RSX
378
DELISTED
VanEck Russia ETF
RSX
$58K 0.02%
3,956
+1,543
+64% +$30.3K
USDP
379
DELISTED
USD PARTNERS LP
USDP
$57K 0.02%
+4,000
New +$61.1K
PPL
380
PPL Corp
PPL
$26.7B
$56K 0.02%
1,667
+484
+41% +$15.8K
WAT icon
381
Waters Corp
WAT
$39.9B
$56K 0.02%
500
– –
ASR icon
382
Grupo Aeroportuario del Sureste
ASR
$8.3B
$55K 0.01%
420
+170
+68% +$22K
CMG icon
383
Chipotle Mexican Grill
CMG
$41.5B
$55K 0.01%
4,000
– –
DBA icon
384
Invesco DB Agriculture Fund
DBA
$1.23B
$55K 0.01%
2,225
+1,600
+256% +$41.1K
NVDA icon
385
NVIDIA
NVDA
$5.42T
$55K 0.01%
110,440
+4,800
+5% +$2.34K
NRF
386
DELISTED
NorthStar Realty Finance Corp.
NRF
$55K 0.01%
+1,571
New +$56K
ECHO
387
EchoStar
ECHO
$26.2B
$54K 0.01%
1,278
– –
CAT icon
388
Caterpillar
CAT
$387B
$52K 0.01%
567
-4,028
-88% -$392K
HSY icon
389
Hershey
HSY
$36.6B
$52K 0.01%
500
– –
RWR icon
390
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
$52K 0.01%
571
– –
REDF
391
DELISTED
REDIFF.COM INDIA LTD ADS
REDF
$52K 0.01%
26,290
+16,290
+163% +$33.9K
AIA icon
392
iShares Asia 50 ETF
AIA
$4.73B
$51K 0.01%
1,077
+1
+0.1% +$47
BN icon
393
Brookfield
BN
$108B
$51K 0.01%
4,318
– –
RTN
394
DELISTED
Raytheon Company
RTN
$51K 0.01%
474
+73
+18% +$7.53K
DIA icon
395
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$50K 0.01%
282
-829
-75% -$144K
EWH icon
396
iShares MSCI Hong Kong ETF
EWH
$1.22B
$50K 0.01%
2,437
-13,664
-85% -$288K
FSK icon
397
FS KKR Capital
FSK
$3.44B
$50K 0.01%
1,266
– –
MGC icon
398
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$50K 0.01%
711
– –
COST icon
399
Costco
COST
$420B
$49K 0.01%
346
+80
+30% +$10.9K
AMGN icon
400
Amgen
AMGN
$222B
$48K 0.01%
300
– –
14 15
16
17 18

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.