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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWO icon
376
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$65K 0.02%
1,462
+2
+0.1% +$93
TROW icon
377
T. Rowe Price
TROW
$24.3B
$65K 0.02%
+829
New +$66.5K
MNK
378
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$65K 0.02%
721
+716
+14,320% +$56K
CAB
379
DELISTED
Cabela's Inc
CAB
$65K 0.02%
1,100
+1,000
+1,000% +$59.8K
BMS
380
DELISTED
Bemis
BMS
$64K 0.02%
+1,675
New +$66.7K
BCR
381
DELISTED
CR Bard Inc.
BCR
$64K 0.02%
+448
New +$66.2K
GTAA
382
DELISTED
AdvisorShares Morgan Creek Global Tactical ETF
GTAA
$64K 0.02%
2,541
-107
-4% -$2.76K
WES
383
DELISTED
Western Gas Partners Lp
WES
$64K 0.02%
850
-40
-4% -$3.03K
DOV icon
384
Dover
DOV
$28.4B
$62K 0.02%
+951
New +$66.9K
MGM icon
385
MGM Resorts International
MGM
$11.2B
$62K 0.02%
2,700
– –
PKB icon
386
Invesco Building & Construction ETF
PKB
$453M
$62K 0.02%
2,999
– –
ET icon
387
Energy Transfer Partners
ET
$69.3B
$60K 0.02%
1,960
– –
MAT icon
388
Mattel
MAT
$4.23B
$60K 0.02%
1,950
+500
+34% +$17.7K
FYX icon
389
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$58K 0.02%
1,300
– –
IYJ icon
390
iShares US Industrials ETF
IYJ
$2.02B
$58K 0.02%
1,144
+12
+1% +$616
IP icon
391
International Paper
IP
$22B
$57K 0.02%
1,267
-18
-1% -$829
IWS icon
392
iShares Russell Mid-Cap Value ETF
IWS
$16B
$57K 0.02%
816
+322
+65% +$23.1K
VGK icon
393
Vanguard FTSE Europe ETF
VGK
$31.4B
$57K 0.02%
1,027
-26,135
-96% -$1.51M
CMLP
394
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$57K 0.02%
2,500
-439
-15% -$9.82K
MT icon
395
ArcelorMittal
MT
$55.3B
$56K 0.02%
1,798
+18
+1% +$598
FSK icon
396
FS KKR Capital
FSK
$3.44B
$55K 0.02%
1,266
-362
-22% -$15.2K
HUN icon
397
Huntsman Corp
HUN
$1.77B
$55K 0.02%
2,119
– –
VBR icon
398
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$55K 0.02%
552
+333
+152% +$34.5K
VEU icon
399
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$55K 0.02%
1,126
-1,068
-49% -$55.2K
ARII
400
DELISTED
American Railcar Industries, Inc.
ARII
$55K 0.02%
749
+549
+275% +$40.4K
14 15
16
17 18

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VCM
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ESBC
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SFI
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WJA
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.