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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DB icon
376
Deutsche Bank
DB
$71.5B
$40K 0.02%
1,056
-294
-22% -$12K
IGE icon
377
iShares North American Natural Resources ETF
IGE
$758M
$40K 0.02%
899
– –
LVS icon
378
Las Vegas Sands
LVS
$29.6B
$40K 0.02%
500
+282
+129% +$22.7K
MTB icon
379
M&T Bank
MTB
$36.2B
$40K 0.02%
330
– –
ARIA
380
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$40K 0.02%
5,000
– –
HTS
381
DELISTED
HATTERAS FINANCIAL CORP
HTS
$40K 0.02%
2,104
+192
+10% +$3.58K
ANSS
382
DELISTED
Ansys
ANSS
$39K 0.02%
500
– –
ASR icon
383
Grupo Aeroportuario del Sureste
ASR
$8.3B
$39K 0.02%
320
-40
-11% -$4.55K
CLMT icon
384
Calumet Specialty Products
CLMT
$3.44B
$39K 0.02%
+1,500
New +$40.9K
LAZ icon
385
Lazard
LAZ
$4.31B
$39K 0.02%
820
+7
+0.9% +$315
STZ icon
386
Constellation Brands
STZ
$23.2B
$39K 0.02%
+455
New +$36.2K
CBI
387
DELISTED
Chicago Bridge & Iron Nv
CBI
$39K 0.02%
448
+248
+124% +$20.1K
TAT
388
DELISTED
TransAtlantic Petroleum LTD.
TAT
$39K 0.02%
4,487
-1
-0% -$8
AMGN icon
389
Amgen
AMGN
$222B
$38K 0.02%
308
+8
+3% +$970
CP icon
390
Canadian Pacific Kansas City
CP
$80.5B
$38K 0.02%
1,250
-35
-3% -$1.06K
PEG icon
391
Public Service Enterprise Group
PEG
$37.7B
$38K 0.02%
1,000
-288
-22% -$9.94K
IFLN
392
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$38K 0.02%
+1,975
New +$38.2K
PNR icon
393
Pentair
PNR
$11B
$38K 0.02%
713
+701
+5,842% +$36.6K
RDY icon
394
Dr. Reddy's Laboratories
RDY
$10.2B
$38K 0.02%
4,355
+205
+5% +$1.78K
SLV icon
395
iShares Silver Trust
SLV
$30.7B
$38K 0.02%
2,019
-297
-13% -$5.84K
TBT icon
396
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$312M
$38K 0.02%
556
– –
VALE icon
397
Vale
VALE
$62.6B
$38K 0.02%
2,740
-54
-2% -$738
AON icon
398
Aon
AON
$76B
$37K 0.02%
+435
New +$36.2K
EPS icon
399
WisdomTree US LargeCap Fund
EPS
$1.65B
$37K 0.02%
1,686
– –
HAIN icon
400
Hain Celestial
HAIN
$53.7M
$37K 0.02%
800
– –
14 15
16
17 18

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.