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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEX icon
351
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$597K 0.04%
5,111
+1
+0% +$114
UPS icon
352
United Parcel Service
UPS
$89.1B
$596K 0.04%
7,129
+114
+2% +$10.3K
EMLP icon
353
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$581K 0.04%
15,175
– –
DBEF icon
354
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$580K 0.04%
+12,498
New +$565K
BSCQ icon
355
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$567K 0.04%
29,000
-4,956
-15% -$96.9K
SBUX icon
356
Starbucks
SBUX
$119B
$565K 0.04%
6,682
+345
+5% +$30.9K
PLTR icon
357
Palantir
PLTR
$421B
$563K 0.04%
3,084
+1,057
+52% +$171K
BIL icon
358
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$561K 0.04%
6,111
-1,648
-21% -$151K
JVAL icon
359
JPMorgan US Value Factor ETF
JVAL
$863M
$559K 0.04%
+11,765
New +$541K
HUBS icon
360
HubSpot
HUBS
$10.8B
$558K 0.04%
1,193
-27
-2% -$13.6K
DEFR
361
Aptus Deferred Income ETF
DEFR
$146M
$557K 0.04%
+21,204
New +$549K
RIVN icon
362
Rivian
RIVN
$23.7B
$553K 0.04%
37,695
+532
+1% +$7.13K
GEV icon
363
GE Vernova
GEV
$264B
$550K 0.04%
895
-3
-0.3% -$1.82K
IYR icon
364
iShares US Real Estate ETF
IYR
$4.52B
$547K 0.04%
5,639
-153
-3% -$14.7K
CGCV
365
Capital Group Conservative Equity ETF
CGCV
$2.03B
$546K 0.04%
18,118
+1
+0% +$29
VRSK icon
366
Verisk Analytics
VRSK
$23.6B
$544K 0.04%
2,163
+252
+13% +$69.2K
ADME icon
367
Aptus Behavioral Momentum ETF
ADME
$307M
$538K 0.04%
+10,529
New +$520K
UBER icon
368
Uber
UBER
$159B
$531K 0.03%
5,424
+1,045
+24% +$97.7K
SUSC icon
369
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$515K 0.03%
21,870
+3,311
+18% +$77.1K
ITB icon
370
iShares US Home Construction ETF
ITB
$2.35B
$512K 0.03%
+4,774
New +$503K
MAGS icon
371
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
$4.23B
$512K 0.03%
+7,893
New +$472K
AOA icon
372
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$512K 0.03%
5,807
+45
+0.8% +$3.83K
IBTG icon
373
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.21B
$512K 0.03%
22,294
-4,091
-16% -$93.6K
SCHQ
374
Schwab Long-Term US Treasury ETF
SCHQ
$792M
$508K 0.03%
15,718
-722
-4% -$22.9K
GSST icon
375
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.59B
$505K 0.03%
9,954
-397
-4% -$20.1K
13 14
15
16 17

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.