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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXU icon
351
First Trust Utilities AlphaDEX Fund
FXU
$815M
$363K 0.03%
11,067
– –
ESML icon
352
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.91B
$361K 0.03%
10,609
-2,237
-17% -$78.1K
CCI icon
353
Crown Castle
CCI
$31.3B
$359K 0.03%
2,683
+205
+8% +$28.3K
ENB icon
354
Enbridge
ENB
$112B
$351K 0.03%
9,213
+978
+12% +$38.4K
FDX icon
355
FedEx
FDX
$76.9B
$350K 0.03%
1,533
-3
-0.2% -$609
IWP icon
356
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$347K 0.03%
3,809
+2
+0.1% +$178
DMO
357
Western Asset Mortgage Opportunity Fund
DMO
$120M
$346K 0.03%
33,080
-1,488
-4% -$16.3K
ACWI icon
358
iShares MSCI ACWI ETF
ACWI
$33.3B
$346K 0.03%
3,791
+1,089
+40% +$97.1K
WBA
359
DELISTED
Walgreens Boots Alliance
WBA
$343K 0.03%
9,929
-1,746
-15% -$62K
UPST icon
360
Upstart Holdings
UPST
$2.94B
$342K 0.03%
+21,505
New +$362K
PLNT icon
361
Planet Fitness
PLNT
$3.7B
$335K 0.03%
+4,309
New +$344K
TDTF icon
362
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$333K 0.03%
+13,586
New +$326K
TMO icon
363
Thermo Fisher Scientific
TMO
$222B
$332K 0.03%
576
-2,082
-78% -$1.17M
PECO icon
364
Phillips Edison & Co
PECO
$5.15B
$331K 0.03%
10,156
-239
-2% -$7.82K
CMCSA icon
365
Comcast
CMCSA
$89.4B
$331K 0.03%
8,721
+15
+0.2% +$567
PINS icon
366
Pinterest
PINS
$13.8B
$328K 0.03%
12,021
+760
+7% +$19.7K
FXN icon
367
First Trust Energy AlphaDEX Fund
FXN
$386M
$327K 0.03%
21,060
-4,018
-16% -$65.9K
ORLY icon
368
O'Reilly Automotive
ORLY
$75.3B
$326K 0.03%
5,775
+75
+1% +$4.11K
GILD icon
369
Gilead Sciences
GILD
$165B
$323K 0.03%
3,895
+277
+8% +$22.9K
CSX icon
370
CSX Corp
CSX
$92.8B
$323K 0.03%
10,777
-273
-2% -$8.39K
HBAN icon
371
Huntington Bancshares
HBAN
$35.6B
$323K 0.03%
28,808
+93
+0.3% +$1.29K
BUFG icon
372
FT Vest Buffered Allocation Growth ETF
BUFG
$334M
$322K 0.03%
17,010
+1,650
+11% +$30.6K
VRTX icon
373
Vertex Pharmaceuticals
VRTX
$133B
$320K 0.03%
1,017
-3,970
-80% -$1.19M
W icon
374
Wayfair
W
$14.1B
$319K 0.03%
+9,302
New +$412K
PTLC icon
375
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$318K 0.03%
+8,361
New +$312K
13 14
15
16 17

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.