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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLAC icon
351
KLA
KLAC
$252B
$348K 0.03%
9,220
-2,290
-20% -$79.8K
FXL icon
352
First Trust Technology AlphaDEX Fund
FXL
$2.78B
$348K 0.03%
3,797
– –
ADBE icon
353
Adobe
ADBE
$109B
$347K 0.03%
1,030
+62
+6% +$19.8K
ULTA icon
354
Ulta Beauty
ULTA
$23.6B
$347K 0.03%
739
+40
+6% +$17.2K
CSX icon
355
CSX Corp
CSX
$92.8B
$342K 0.03%
11,050
+6
+0.1% +$180
SOXX icon
356
iShares Semiconductor ETF
SOXX
$44.8B
$336K 0.03%
2,898
-261
-8% -$30.3K
CCI icon
357
Crown Castle
CCI
$31.3B
$336K 0.03%
2,478
-346
-12% -$46.8K
PECO icon
358
Phillips Edison & Co
PECO
$5.15B
$331K 0.03%
10,395
-2,337
-18% -$71.9K
CMI icon
359
Cummins
CMI
$87.4B
$330K 0.03%
1,363
-152
-10% -$36.2K
GIS icon
360
General Mills
GIS
$19.9B
$329K 0.03%
3,927
-1,250
-24% -$102K
TSCO icon
361
Tractor Supply
TSCO
$18B
$329K 0.03%
7,315
+60
+0.8% +$2.55K
SCHW
362
Charles Schwab
SCHW
$188B
$326K 0.03%
3,918
+135
+4% +$10.5K
ENB icon
363
Enbridge
ENB
$112B
$322K 0.03%
8,235
+1,134
+16% +$44.4K
ORLY icon
364
O'Reilly Automotive
ORLY
$75.3B
$321K 0.03%
5,700
-705
-11% -$37.9K
IWD icon
365
iShares Russell 1000 Value ETF
IWD
$84.2B
$320K 0.03%
2,112
-169
-7% -$25.3K
IWP icon
366
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$318K 0.03%
3,807
+3
+0.1% +$252
MCO icon
367
Moody's
MCO
$82.8B
$318K 0.03%
1,141
-166
-13% -$45.4K
FCX icon
368
Freeport-McMoran
FCX
$98.7B
$318K 0.03%
+8,363
New +$292K
CDC icon
369
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$741M
$314K 0.03%
5,051
-336
-6% -$21K
GILD icon
370
Gilead Sciences
GILD
$165B
$311K 0.03%
3,618
-18,638
-84% -$1.48M
WWD icon
371
Woodward
WWD
$21B
$308K 0.03%
3,192
+1
+0% +$92
CMCSA icon
372
Comcast
CMCSA
$89.4B
$304K 0.03%
8,706
+509
+6% +$16.8K
IMCG icon
373
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.11B
$304K 0.03%
5,644
+1,560
+38% +$84K
X
374
DELISTED
US Steel
X
$303K 0.03%
12,101
+261
+2% +$6.02K
SPYV icon
375
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
$302K 0.03%
+7,771
New +$298K
13 14
15
16 17

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PAIM
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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.