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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYLD
351
DELISTED
High Yield ETF
HYLD
$434K 0.04%
13,558
+868
+7% +$28.1K
DSI icon
352
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$428K 0.04%
5,147
-1,608
-24% -$137K
MTUM icon
353
iShares MSCI USA Momentum Factor ETF
MTUM
$25.6B
$425K 0.04%
2,420
-5,791
-71% -$1.03M
HIO
354
Western Asset High Income Opportunity Fund
HIO
$340M
$423K 0.04%
81,476
+17,754
+28% +$93.4K
GE icon
355
GE Aerospace
GE
$383B
$422K 0.04%
6,568
+76
+1% +$4.89K
FHLC icon
356
Fidelity MSCI Health Care Index ETF
FHLC
$3.4B
$416K 0.04%
6,516
+9
+0.1% +$595
HBAN icon
357
Huntington Bancshares
HBAN
$35.4B
$412K 0.04%
26,657
+1,442
+6% +$21.2K
FOUR icon
358
Shift4
FOUR
$3.19B
$411K 0.04%
5,306
+1,080
+26% +$93.1K
PENN icon
359
PENN Entertainment
PENN
$2.63B
$411K 0.04%
5,669
+122
+2% +$8.97K
CCI icon
360
Crown Castle
CCI
$31.6B
$409K 0.04%
2,362
+95
+4% +$18.4K
NFLX icon
361
Netflix
NFLX
$309B
$405K 0.04%
6,630
+1,270
+24% +$69.9K
IWY icon
362
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$404K 0.04%
2,645
-497
-16% -$78.4K
GIS icon
363
General Mills
GIS
$19.8B
$395K 0.04%
6,595
+833
+14% +$49.2K
FTC icon
364
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.39B
$392K 0.04%
3,527
+677
+24% +$77.2K
PM icon
365
Philip Morris
PM
$290B
$388K 0.04%
4,098
+115
+3% +$11.6K
EUSB icon
366
iShares ESG Advanced Universal USD Bond ETF
EUSB
$710M
$386K 0.04%
7,786
+2,029
+35% +$101K
FSK icon
367
FS KKR Capital
FSK
$3.35B
$386K 0.04%
17,530
+2,261
+15% +$49.9K
EMXC icon
368
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.8B
$383K 0.04%
6,323
-4,332
-41% -$267K
ALTY icon
369
Global X Alternative Income ETF
ALTY
$45.4M
$382K 0.04%
28,682
+703
+3% +$9.56K
KRE icon
370
State Street SPDR S&P Regional Banking ETF
KRE
$4.56B
$381K 0.04%
5,627
+733
+15% +$47.1K
VEU icon
371
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
$378K 0.04%
6,197
-1,303
-17% -$82K
CRWD icon
372
CrowdStrike
CRWD
$229B
$376K 0.04%
6,120
-6,228
-50% -$402K
MRVL icon
373
Marvell Technology
MRVL
$196B
$376K 0.04%
6,236
+668
+12% +$40K
NXQ
374
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$374K 0.04%
23,968
+297
+1% +$4.76K
NVTA
375
DELISTED
Invitae Corporation
NVTA
$372K 0.04%
13,071
+626
+5% +$18.3K
13 14
15
16 17

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.