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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$98.7M
AUM Growth
-$786M
Cap. Flow
-$791M
Cap. Flow %
-802.06%
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$37.9M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$19.5M
3
AAPL icon
Apple
AAPL
+$17.8M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$15.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
351
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
– –
-7,042
Closed -$608K
SHYG icon
352
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.59B
– –
-16,723
Closed -$760K
SIRI icon
353
SiriusXM
SIRI
$9.74B
– –
-2,062
Closed -$131K
SJNK icon
354
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
– –
-117,785
Closed -$3.17M
SKYY icon
355
First Trust Cloud Computing ETF
SKYY
$3.22B
– –
-59,199
Closed -$5.63M
SLV icon
356
iShares Silver Trust
SLV
$31.7B
– –
-28,489
Closed -$700K
SLYV icon
357
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
– –
-51,690
Closed -$3.42M
SMH icon
358
VanEck Semiconductor ETF
SMH
$70.7B
– –
-5,054
Closed -$552K
SNPS icon
359
Synopsys
SNPS
$79.8B
– –
-2,582
Closed -$669K
SNX icon
360
TD Synnex
SNX
$20.6B
– –
-3,633
Closed -$296K
SNY icon
361
Sanofi
SNY
$104B
– –
-11,574
Closed -$562K
SO icon
362
Southern Company
SO
$105B
– –
-20,432
Closed -$1.25M
SOXX icon
363
iShares Semiconductor ETF
SOXX
$45.2B
– –
-27,870
Closed -$3.52M
SPEM icon
364
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
– –
-130,754
Closed -$5.51M
SPGI icon
365
S&P Global
SPGI
$122B
– –
-1,540
Closed -$506K
SPTS icon
366
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
– –
-7,156
Closed -$220K
SPY icon
367
State Street SPDR S&P 500 ETF Trust
SPY
$810B
– –
-38,862
Closed -$14.5M
SPYG icon
368
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.3B
– –
-18,374
Closed -$1.02M
SPYV icon
369
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
– –
-6,901
Closed -$237K
SSO icon
370
ProShares Ultra S&P500
SSO
$8.4B
– –
-17,552
Closed -$401K
STC icon
371
Stewart Information Services
STC
$2B
– –
-4,776
Closed -$231K
STE icon
372
Steris
STE
$23.1B
– –
-1,680
Closed -$319K
STLD icon
373
Steel Dynamics
STLD
$38.4B
– –
-33,424
Closed -$1.23M
STX icon
374
Seagate
STX
$184B
– –
-16,699
Closed -$1.04M
STZ icon
375
Constellation Brands
STZ
$22.8B
– –
-6,853
Closed -$1.5M
13 14
15
16 17

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Regal Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
  • Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
  • Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
  • Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.

Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.