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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMX
351
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-1,242
Closed -$15K
BBBY
352
Bed Bath & Beyond
BBBY
$442M
– –
-266
Closed -$3K
C icon
353
Citigroup
C
$226B
– –
-1,716
Closed -$85K
CACC icon
354
Credit Acceptance
CACC
$6.08B
– –
-235
Closed -$46K
CAG icon
355
Conagra Brands
CAG
$7.23B
– –
-5,641
Closed -$177K
CASY icon
356
Casey's General Stores
CASY
$30.9B
– –
-828
Closed -$85K
CAT icon
357
Caterpillar
CAT
$387B
– –
-1,804
Closed -$117K
CBRE icon
358
CBRE Group
CBRE
$42.9B
– –
-100
Closed -$3K
CBSH icon
359
Commerce Bancshares
CBSH
$8.5B
– –
-2
Closed –
CC icon
360
Chemours
CC
$2.37B
– –
-525
Closed -$3K
CCEP icon
361
Coca-Cola Europacific Partners
CCEP
$47.9B
– –
-100
Closed -$4K
CENX icon
362
Century Aluminum
CENX
$5.07B
– –
-100
Closed –
CF icon
363
CF Industries
CF
$17.3B
– –
-220
Closed -$9K
CGNX icon
364
Cognex
CGNX
$11.3B
– –
-308
Closed -$5K
CHCO icon
365
City Holding Co
CHCO
$2.04B
– –
-600
Closed -$29K
CIEN icon
366
Ciena
CIEN
$58.4B
– –
-650
Closed -$13K
CLB icon
367
Core Laboratories
CLB
$521M
– –
-509
Closed -$50K
CMA
368
DELISTED
Comerica
CMA
– –
-744
Closed -$30K
CMCSA icon
369
Comcast
CMCSA
$90B
– –
-3,358
Closed -$95K
CME icon
370
CME Group
CME
$94.8B
– –
-16
Closed -$1K
CMG icon
371
Chipotle Mexican Grill
CMG
$41.5B
– –
-500
Closed -$7K
CMI icon
372
Cummins
CMI
$88.7B
– –
-50
Closed -$5K
CMPR icon
373
Cimpress
CMPR
$2.31B
– –
-90
Closed -$6K
CMS icon
374
CMS Energy
CMS
$22.3B
– –
-3,012
Closed -$106K
CNC icon
375
Centene
CNC
$32.5B
– –
-120
Closed -$3K
13 14
15
16 17

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PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.