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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
351
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$74K 0.02%
2,064
+92
+5% +$3.15K
XLU icon
352
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$73K 0.02%
3,074
-850
-22% -$19.2K
AME icon
353
Ametek
AME
$58.2B
$72K 0.02%
1,370
+20
+1% +$1.02K
RTX icon
354
RTX Corp
RTX
$301B
$70K 0.02%
974
-159
-14% -$10.8K
RWO icon
355
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$70K 0.02%
1,462
– –
DB icon
356
Deutsche Bank
DB
$71.5B
$69K 0.02%
2,564
-453
-15% -$12.7K
DBC icon
357
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$69K 0.02%
3,720
-54,647
-94% -$1.16M
PID icon
358
Invesco International Dividend Achievers ETF
PID
$919M
$69K 0.02%
+3,965
New +$71.3K
PJP icon
359
Invesco Pharmaceuticals ETF
PJP
$479M
$69K 0.02%
1,040
-617
-37% -$41.1K
BHK icon
360
BlackRock Core Bond Trust
BHK
$667M
$68K 0.02%
5,125
+1,500
+41% +$19.9K
CMCSA icon
361
Comcast
CMCSA
$90B
$68K 0.02%
2,334
-598
-20% -$16.4K
HYLS icon
362
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$68K 0.02%
1,378
+2
+0.1% +$101
DAL icon
363
Delta Air Lines
DAL
$60.1B
$67K 0.02%
1,354
+30
+2% +$1.26K
EWX icon
364
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$67K 0.02%
1,503
+593
+65% +$27.4K
DE icon
365
Deere & Co
DE
$168B
$66K 0.02%
748
-202
-21% -$17.5K
EOG icon
366
EOG Resources
EOG
$70.7B
$65K 0.02%
701
+40
+6% +$3.72K
PKB icon
367
Invesco Building & Construction ETF
PKB
$453M
$65K 0.02%
2,999
– –
BA icon
368
Boeing
BA
$185B
$64K 0.02%
490
-115
-19% -$14.6K
C icon
369
Citigroup
C
$226B
$63K 0.02%
1,156
+690
+148% +$36.6K
IYJ icon
370
iShares US Industrials ETF
IYJ
$2.02B
$63K 0.02%
1,180
+36
+3% +$1.87K
GTAA
371
DELISTED
AdvisorShares Morgan Creek Global Tactical ETF
GTAA
$63K 0.02%
2,541
– –
CSCO icon
372
Cisco
CSCO
$479B
$62K 0.02%
2,241
-6,841
-75% -$177K
WES
373
DELISTED
Western Gas Partners Lp
WES
$62K 0.02%
850
– –
GSK icon
374
GSK
GSK
$106B
$61K 0.02%
1,150
-535
-32% -$29.9K
IWS icon
375
iShares Russell Mid-Cap Value ETF
IWS
$16B
$60K 0.02%
816
– –
13 14
15
16 17

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.