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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
351
RTX Corp
RTX
$301B
$75K 0.02%
1,133
+159
+16% +$10.9K
VGR
352
DELISTED
Vector Group Ltd.
VGR
$75K 0.02%
6,102
-1
-0% -$12
PDCO
353
DELISTED
Patterson Companies, Inc.
PDCO
$73K 0.02%
1,750
-345
-16% -$13.8K
CL icon
354
Colgate-Palmolive
CL
$74.4B
$72K 0.02%
+1,107
New +$73K
WWAV
355
DELISTED
The WhiteWave Foods Company
WWAV
$72K 0.02%
1,990
+1,890
+1,890% +$63.1K
HYLS icon
356
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$70K 0.02%
1,376
+926
+206% +$48K
FV icon
357
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$69K 0.02%
3,400
– –
HRL icon
358
Hormel Foods
HRL
$13.8B
$69K 0.02%
2,688
+2,648
+6,620% +$64.6K
TECK icon
359
Teck Resources
TECK
$32.6B
$69K 0.02%
3,656
-12
-0.3% -$273
AME icon
360
Ametek
AME
$58.2B
$68K 0.02%
1,350
– –
GWW icon
361
W.W. Grainger
GWW
$60.2B
$68K 0.02%
+270
New +$66.2K
PSEC icon
362
Prospect Capital
PSEC
$1.17B
$68K 0.02%
6,888
– –
VFC icon
363
VF Corp
VFC
$5.89B
$68K 0.02%
+1,094
New +$65.4K
CAH icon
364
Cardinal Health
CAH
$55.4B
$67K 0.02%
+898
New +$65.3K
GPC icon
365
Genuine Parts
GPC
$18.7B
$67K 0.02%
+766
New +$66.4K
SHW icon
366
Sherwin-Williams
SHW
$89.8B
$67K 0.02%
+924
New +$65.6K
MHFI
367
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$67K 0.02%
+792
New +$65.1K
BDX icon
368
Becton Dickinson
BDX
$48.2B
$66K 0.02%
+591
New +$67.4K
VALE icon
369
Vale
VALE
$62.6B
$66K 0.02%
5,981
+955
+19% +$12.8K
XLY icon
370
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$66K 0.02%
1,972
+136
+7% +$4.6K
BEN icon
371
Franklin Resources
BEN
$17.2B
$65K 0.02%
+1,195
New +$66.9K
EOG icon
372
EOG Resources
EOG
$70.7B
$65K 0.02%
661
-496
-43% -$53.9K
GILD icon
373
Gilead Sciences
GILD
$165B
$65K 0.02%
610
+150
+33% +$14.7K
PNR icon
374
Pentair
PNR
$11B
$65K 0.02%
1,479
+1,467
+12,225% +$67.8K
PPG icon
375
PPG Industries
PPG
$26.6B
$65K 0.02%
+662
New +$67.4K
13 14
15
16 17

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.