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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTRA icon
326
Natera
NTRA
$45.6B
$672K 0.04%
4,177
-13
-0.3% -$2.06K
ESGE icon
327
iShares ESG Aware MSCI EM ETF
ESGE
$6.69B
$668K 0.04%
15,385
+1,040
+7% +$42.4K
BNDX icon
328
Vanguard Total International Bond ETF
BNDX
$82.8B
$667K 0.04%
13,487
+3,166
+31% +$156K
XMMO icon
329
Invesco S&P MidCap Momentum ETF
XMMO
$7.54B
$665K 0.04%
+4,917
New +$647K
QCOM icon
330
Qualcomm
QCOM
$172B
$662K 0.04%
3,981
+339
+9% +$53.8K
ITOT icon
331
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$658K 0.04%
4,518
-413
-8% -$57.9K
COP icon
332
ConocoPhillips
COP
$147B
$654K 0.04%
6,909
-8
-0.1% -$756
TFLO icon
333
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
$652K 0.04%
12,894
+178
+1% +$9K
LEN.B icon
334
Lennar Class B
LEN.B
$20.2B
$649K 0.04%
5,412
+312
+6% +$37K
GCOR icon
335
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$805M
$649K 0.04%
15,525
-658
-4% -$27.2K
SPHY icon
336
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12B
$638K 0.04%
26,643
+2,112
+9% +$50.2K
FXL icon
337
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$638K 0.04%
3,797
– –
PDBC icon
338
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.63B
$635K 0.04%
47,267
+13,195
+39% +$175K
NLR icon
339
VanEck Uranium + Nuclear Energy ETF
NLR
$4.14B
$626K 0.04%
+4,618
New +$550K
TYL icon
340
Tyler Technologies
TYL
$13.1B
$625K 0.04%
1,194
+120
+11% +$67.4K
SGOV icon
341
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$623K 0.04%
+6,190
New +$622K
LUCK
342
Lucky Strike Entertainment
LUCK
$897M
$621K 0.04%
60,596
-3,076
-5% -$31K
NKE icon
343
Nike
NKE
$62.1B
$617K 0.04%
8,844
+205
+2% +$15.3K
TIP icon
344
iShares TIPS Bond ETF
TIP
$14.7B
$612K 0.04%
5,501
+52
+1% +$5.75K
NOBL icon
345
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$610K 0.04%
11,842
-320
-3% -$16.6K
BLK icon
346
Blackrock
BLK
$175B
$610K 0.04%
523
+15
+3% +$16.8K
MBWM icon
347
Mercantile Bank Corp
MBWM
$1.03B
$608K 0.04%
13,500
– –
PANW icon
348
Palo Alto Networks
PANW
$313B
$607K 0.04%
2,981
+48
+2% +$9.19K
BFC icon
349
Bank First Corp
BFC
$1.68B
$600K 0.04%
4,950
– –
VV icon
350
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$600K 0.04%
1,949
+53
+3% +$15.7K
12 13
14
15 16

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.