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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JSMD icon
326
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.09B
$402K 0.04%
7,164
-1,502
-17% -$84.3K
DMXF icon
327
iShares ESG Advanced MSCI EAFE ETF
DMXF
$963M
$402K 0.04%
6,741
-857
-11% -$49.7K
FXL icon
328
First Trust Technology AlphaDEX Fund
FXL
$2.8B
$399K 0.04%
3,797
– –
EMGF icon
329
iShares Emerging Markets Equity Factor ETF
EMGF
$1.86B
$397K 0.04%
9,562
+156
+2% +$6.55K
HYDB icon
330
iShares High Yield Systematic Bond ETF
HYDB
$1.6B
$397K 0.04%
8,887
-308
-3% -$13.7K
LVHI icon
331
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.59B
$397K 0.04%
+14,724
New +$393K
GS icon
332
Goldman Sachs
GS
$301B
$397K 0.04%
1,212
-128
-10% -$44.6K
HIO
333
Western Asset High Income Opportunity Fund
HIO
$339M
$395K 0.03%
103,659
+4,785
+5% +$19K
BLK icon
334
Blackrock
BLK
$175B
$393K 0.03%
587
+7
+1% +$4.93K
CMI icon
335
Cummins
CMI
$87.9B
$392K 0.03%
1,643
+280
+21% +$68.4K
ALNY icon
336
Alnylam Pharmaceuticals
ALNY
$28.9B
$389K 0.03%
+1,942
New +$408K
HYGV icon
337
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
$389K 0.03%
9,549
-90
-0.9% -$3.66K
GPC icon
338
Genuine Parts
GPC
$18.4B
$388K 0.03%
2,318
-10
-0.4% -$1.69K
GIS icon
339
General Mills
GIS
$19.7B
$387K 0.03%
4,527
+600
+15% +$47.9K
SPYV icon
340
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$380K 0.03%
9,333
+1,562
+20% +$63.3K
PH icon
341
Parker-Hannifin
PH
$134B
$380K 0.03%
1,131
-64
-5% -$21.2K
PRU icon
342
Prudential Financial
PRU
$42B
$380K 0.03%
4,589
+381
+9% +$36.4K
TIP icon
343
iShares TIPS Bond ETF
TIP
$14.7B
$377K 0.03%
3,418
-3,155
-48% -$341K
NZF icon
344
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$375K 0.03%
31,422
-13,650
-30% -$164K
EXAS
345
DELISTED
Exact Sciences
EXAS
$375K 0.03%
+5,532
New +$356K
DDOG icon
346
Datadog
DDOG
$92.9B
$373K 0.03%
5,130
+358
+8% +$26.3K
TACK icon
347
Fairlead Tactical Sector ETF
TACK
$304M
$372K 0.03%
15,341
+3,238
+27% +$77.5K
BABA icon
348
Alibaba
BABA
$316B
$371K 0.03%
3,632
-3,642
-50% -$365K
IIPR icon
349
Innovative Industrial Properties
IIPR
$1.66B
$370K 0.03%
+4,869
New +$430K
PM icon
350
Philip Morris
PM
$290B
$366K 0.03%
3,766
+286
+8% +$28.5K
12 13
14
15 16

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.