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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
326
PayPal
PYPL
$50.2B
$355K 0.04%
4,122
-386
-9% -$34.2K
HIO
327
Western Asset High Income Opportunity Fund
HIO
$339M
$353K 0.04%
95,824
+2,110
+2% +$8.52K
SNX icon
328
TD Synnex
SNX
$20.4B
$349K 0.04%
4,296
+13
+0.3% +$1.24K
KLAC icon
329
KLA
KLAC
$253B
$348K 0.04%
11,510
+3,460
+43% +$120K
SPGI icon
330
S&P Global
SPGI
$121B
$348K 0.04%
1,140
-5
-0.4% -$1.79K
FXZ icon
331
First Trust Materials AlphaDEX Fund
FXZ
$391M
$347K 0.04%
6,689
-554
-8% -$32.7K
CME icon
332
CME Group
CME
$94.8B
$346K 0.04%
1,956
-79
-4% -$15.6K
IWY icon
333
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$346K 0.04%
2,892
-217
-7% -$29.1K
BGS icon
334
B&G Foods
BGS
$274M
$344K 0.04%
20,868
+92
+0.4% +$2.04K
LCTU icon
335
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.25B
$343K 0.04%
8,608
+3,452
+67% +$153K
DMXF icon
336
iShares ESG Advanced MSCI EAFE ETF
DMXF
$963M
$338K 0.04%
7,261
+381
+6% +$19.8K
CPRT icon
337
Copart
CPRT
$27.4B
$337K 0.04%
12,668
+680
+6% +$20.2K
SOXX icon
338
iShares Semiconductor ETF
SOXX
$45.1B
$336K 0.04%
3,159
+234
+8% +$29.3K
LRCX icon
339
Lam Research
LRCX
$385B
$335K 0.04%
9,160
-1,890
-17% -$84.1K
BATRA icon
340
Atlanta Braves Holdings Series A
BATRA
$3.42B
$334K 0.04%
11,865
+124
+1% +$3.51K
HBAN icon
341
Huntington Bancshares
HBAN
$35.5B
$334K 0.04%
25,312
-4,885
-16% -$65.3K
GS icon
342
Goldman Sachs
GS
$301B
$332K 0.04%
1,134
-75
-6% -$24.3K
VBK icon
343
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$332K 0.04%
1,699
-767
-31% -$165K
PGR icon
344
Progressive
PGR
$124B
$331K 0.03%
2,846
-2,080
-42% -$250K
FXL icon
345
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$329K 0.03%
3,797
-72
-2% -$7.13K
FXU icon
346
First Trust Utilities AlphaDEX Fund
FXU
$815M
$329K 0.03%
10,755
– –
CPRI icon
347
Capri Holdings
CPRI
$1.75B
$328K 0.03%
8,522
+97
+1% +$4.53K
BLDR icon
348
Builders FirstSource
BLDR
$7.72B
$326K 0.03%
+5,539
New +$346K
ICLN icon
349
iShares Global Clean Energy ETF
ICLN
$2.08B
$325K 0.03%
+17,030
New +$363K
SPLV icon
350
Invesco S&P 500 Low Volatility ETF
SPLV
$7.16B
$323K 0.03%
5,582
+30
+0.5% +$1.9K
12 13
14
15 16

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.