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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$98.7M
AUM Growth
-$786M
Cap. Flow
-$791M
Cap. Flow %
-802.06%
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$37.9M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$19.5M
3
AAPL icon
Apple
AAPL
+$17.8M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$15.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
326
PayPal
PYPL
$50.5B
– –
-4,133
Closed -$968K
QCOM icon
327
Qualcomm
QCOM
$176B
– –
-8,019
Closed -$1.22M
QLD icon
328
ProShares Ultra QQQ
QLD
$14.1B
– –
-15,936
Closed -$459K
QQQ icon
329
Invesco QQQ Trust
QQQ
$481B
– –
-40,365
Closed -$12.7M
QTEC icon
330
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
– –
-14,035
Closed -$1.94M
RCL icon
331
Royal Caribbean
RCL
$85.6B
– –
-10,438
Closed -$780K
REM icon
332
iShares Mortgage Real Estate ETF
REM
$543M
– –
-35,912
Closed -$1.14M
RKT icon
333
Rocket Companies
RKT
$38.9B
– –
-58,384
Closed -$1.18M
RLY icon
334
State Street Multi-Asset Real Return ETF
RLY
$1.29B
– –
-96,873
Closed -$2.39M
ROK icon
335
Rockwell Automation
ROK
$49B
– –
-2,510
Closed -$630K
ROKU icon
336
Roku
ROKU
$22.7B
– –
-876
Closed -$291K
RSG icon
337
Republic Services
RSG
$65.7B
– –
-6,159
Closed -$593K
RSP icon
338
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
– –
-5,745
Closed -$733K
RSPF icon
339
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
– –
-4,725
Closed -$227K
RSPM icon
340
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$185M
– –
-18,240
Closed -$509K
RSPT icon
341
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
– –
-23,860
Closed -$605K
RTX icon
342
RTX Corp
RTX
$301B
– –
-35,588
Closed -$2.54M
RY icon
343
Royal Bank of Canada
RY
$293B
– –
-6,847
Closed -$562K
SABR icon
344
Sabre
SABR
$835M
– –
-42,534
Closed -$511K
SBUX icon
345
Starbucks
SBUX
$120B
– –
-6,751
Closed -$722K
SCHV
346
Schwab US Large-Cap Value ETF
SCHV
$16.1B
– –
-32,703
Closed -$649K
SCZ icon
347
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
– –
-39,734
Closed -$2.72M
SHOP icon
348
Shopify
SHOP
$195B
– –
-31,650
Closed -$3.58M
SHV icon
349
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
– –
-2,935
Closed -$324K
SHW icon
350
Sherwin-Williams
SHW
$89.8B
– –
-1,470
Closed -$360K
12 13
14
15 16

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
  • Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
  • Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
  • Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.

Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.