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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHK icon
326
BlackRock Core Bond Trust
BHK
$667M
– –
-5,125
Closed -$66K
BIDU icon
327
Baidu
BIDU
$37.2B
– –
-1,143
Closed -$157K
BIIB icon
328
Biogen
BIIB
$30.7B
– –
-454
Closed -$132K
BIO icon
329
Bio-Rad Laboratories Class A
BIO
$9.42B
– –
-337
Closed -$45K
BIP icon
330
Brookfield Infrastructure Partners
BIP
$18B
– –
-882
Closed -$12K
BIV icon
331
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
– –
-1,107
Closed -$93K
BNY
332
Bank of New York Mellon
BNY
$107B
– –
-550
Closed -$21K
BKLN icon
333
Invesco Senior Loan ETF
BKLN
$6.81B
– –
-5,367
Closed -$123K
BLK icon
334
Blackrock
BLK
$176B
– –
-9,542
Closed -$2.84M
BLV icon
335
Vanguard Long-Term Bond ETF
BLV
$5.75B
– –
-1,033
Closed -$92K
BLW icon
336
BlackRock Limited Duration Income Trust
BLW
$493M
– –
-4,292
Closed -$61K
BME icon
337
BlackRock Health Sciences Trust
BME
$570M
– –
-50
Closed -$1K
BMO icon
338
Bank of Montreal
BMO
$127B
– –
-1,462
Closed -$79K
BMRN icon
339
BioMarin Pharmaceuticals
BMRN
$12.4B
– –
-62
Closed -$6K
BN icon
340
Brookfield
BN
$108B
– –
-4,317
Closed -$47K
BND icon
341
Vanguard Total Bond Market
BND
$158B
– –
-974
Closed -$79K
BNS icon
342
Scotiabank
BNS
$108B
– –
-3,802
Closed -$161K
BOH icon
343
Bank of Hawaii
BOH
$3.13B
– –
-120
Closed -$7K
BP icon
344
BP
BP
$107B
– –
-4,790
Closed -$123K
BPT
345
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
-40
Closed -$1K
BSX icon
346
Boston Scientific
BSX
$71.5B
– –
-620
Closed -$10K
BTI icon
347
British American Tobacco
BTI
$128B
– –
-3,160
Closed -$173K
BUD icon
348
AB InBev
BUD
$165B
– –
-250
Closed -$26K
BWX icon
349
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
– –
-2,114
Closed -$55K
BX icon
350
Blackstone
BX
$110B
– –
-713
Closed -$22K
12 13
14
15 16

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.