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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHV
326
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$114K 0.03%
8,622
+5,886
+215% +$82.4K
FYX icon
327
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$111K 0.03%
2,553
+94
+4% +$4.41K
GVI icon
328
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$110K 0.03%
995
– –
VCIT icon
329
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$110K 0.03%
1,296
-2,532
-66% -$215K
VER
330
DELISTED
VEREIT, Inc.
VER
$110K 0.03%
2,866
-7,289
-72% -$304K
EBAY icon
331
eBay
EBAY
$49.8B
$109K 0.03%
4,465
-6,759
-60% -$182K
SLB icon
332
SLB Ltd
SLB
$75B
$109K 0.03%
1,590
-27,001
-94% -$2.14M
ACN icon
333
Accenture
ACN
$108B
$108K 0.03%
1,109
+235
+27% +$23.3K
CMS icon
334
CMS Energy
CMS
$22.3B
$106K 0.03%
3,012
– –
BA icon
335
Boeing
BA
$185B
$105K 0.03%
808
– –
DLN icon
336
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$105K 0.03%
3,150
– –
IEF icon
337
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$105K 0.03%
981
-328
-25% -$34.8K
MORE
338
DELISTED
Monogram Residential Trust, Inc.
MORE
$103K 0.03%
11,110
-1,025
-8% -$9.6K
AEE icon
339
Ameren
AEE
$30.1B
$101K 0.03%
2,400
– –
GOOG icon
340
Alphabet (Google) Class C
GOOG
$4.32T
$101K 0.03%
3,320
+1,200
+57% +$36.9K
SYK icon
341
Stryker
SYK
$130B
$100K 0.03%
1,066
+96
+10% +$9.51K
VTRS icon
342
Viatris
VTRS
$18.9B
$100K 0.03%
2,500
– –
XLU icon
343
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$99K 0.03%
4,604
+1,158
+34% +$24.9K
IYR icon
344
iShares US Real Estate ETF
IYR
$4.65B
$98K 0.03%
1,388
-87
-6% -$6.34K
FL
345
DELISTED
Foot Locker
FL
$97K 0.03%
1,358
+1,233
+986% +$87.8K
SEP
346
DELISTED
Spectra Engy Parters Lp
SEP
$96K 0.02%
2,400
-46
-2% -$2.15K
CMCSA icon
347
Comcast
CMCSA
$90B
$95K 0.02%
3,358
+336
+11% +$9.98K
FIS icon
348
Fidelity National Information Services
FIS
$22.1B
$94K 0.02%
1,412
– –
BIV icon
349
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$93K 0.02%
1,107
+850
+331% +$71.5K
NFLX icon
350
Netflix
NFLX
$309B
$93K 0.02%
9,080
+5,580
+159% +$59.9K
12 13
14
15 16

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.