We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYJ icon
326
iShares US Industrials ETF
IYJ
$2.02B
$58K 0.02%
1,146
+326
+40% +$16.2K
MGEE icon
327
MGE Energy Inc
MGEE
$3.08B
$58K 0.02%
1,482
– –
ITOT icon
328
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$57K 0.02%
1,322
– –
RWX icon
329
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$57K 0.02%
1,383
+308
+29% +$12.5K
CRIS icon
330
Curis
CRIS
$7.83M
$56K 0.02%
10
– –
DVYA icon
331
iShares Asia/Pacific Dividend ETF
DVYA
$72.2M
$56K 0.02%
1,025
– –
IEF icon
332
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$56K 0.02%
546
+455
+500% +$46.2K
JCI icon
333
Johnson Controls International
JCI
$92.2B
$54K 0.02%
1,086
+513
+90% +$26K
V icon
334
Visa
V
$677B
$54K 0.02%
1,000
– –
WAT icon
335
Waters Corp
WAT
$39.9B
$54K 0.02%
500
– –
NRT
336
North European Oil Royalty Trust
NRT
$81M
$53K 0.02%
2,300
+650
+39% +$14.2K
NVDA icon
337
NVIDIA
NVDA
$5.42T
$53K 0.02%
117,280
+96,440
+463% +$41.3K
RIG icon
338
Transocean
RIG
$5.82B
$53K 0.02%
1,275
+675
+113% +$29.4K
WR
339
DELISTED
Westar Energy Inc
WR
$53K 0.02%
1,504
-97
-6% -$3.26K
HSY icon
340
Hershey
HSY
$36.6B
$52K 0.02%
+500
New +$51.1K
HUN icon
341
Huntsman Corp
HUN
$1.77B
$52K 0.02%
2,119
+619
+41% +$14.4K
WX
342
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$52K 0.02%
1,400
+309
+28% +$11.3K
CLGX
343
DELISTED
Corelogic, Inc.
CLGX
$50K 0.02%
1,673
– –
AIA icon
344
iShares Asia 50 ETF
AIA
$4.73B
$49K 0.02%
+1,075
New +$48.3K
BHK icon
345
BlackRock Core Bond Trust
BHK
$667M
$49K 0.02%
+3,625
New +$47.7K
CTSH icon
346
Cognizant
CTSH
$26B
$49K 0.02%
972
+564
+138% +$28.2K
FXI icon
347
iShares China Large-Cap ETF
FXI
$4.31B
$49K 0.02%
1,371
-1,299
-49% -$45.5K
SHM icon
348
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$49K 0.02%
+1,010
New +$49.2K
UL icon
349
Unilever
UL
$136B
$49K 0.02%
1,022
+23
+2% +$1.04K
CIG icon
350
CEMIG Preferred Shares
CIG
$6.01B
$48K 0.02%
13,795
-3,931
-22% -$11.6K
12 13
14
15 16

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.