We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICSH icon
301
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$809K 0.05%
15,935
-78
-0.5% -$3.95K
PULS icon
302
PGIM Ultra Short Bond ETF
PULS
$18.4B
$800K 0.05%
16,063
+81
+0.5% +$4.03K
DHR icon
303
Danaher
DHR
$145B
$798K 0.05%
4,027
-111
-3% -$22.1K
CPRT icon
304
Copart
CPRT
$27.2B
$791K 0.05%
17,597
+5,164
+42% +$243K
CNA icon
305
CNA Financial
CNA
$14B
$791K 0.05%
17,029
+3,078
+22% +$143K
HYGV icon
306
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
$787K 0.05%
19,093
+1,348
+8% +$55.1K
PIO icon
307
Invesco Global Water ETF
PIO
$281M
$768K 0.05%
17,115
+9,360
+121% +$419K
IYH icon
308
iShares US Healthcare ETF
IYH
$3.75B
$766K 0.05%
13,044
-658
-5% -$37.5K
MPC icon
309
Marathon Petroleum
MPC
$87.8B
$765K 0.05%
3,968
+102
+3% +$17.9K
IDUB icon
310
Aptus International Enhanced Yield ETF
IDUB
$514M
$764K 0.05%
+32,421
New +$745K
KRYS icon
311
Krystal Biotech
KRYS
$9.69B
$762K 0.05%
4,316
-118
-3% -$17.7K
QQXT icon
312
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$159M
$759K 0.05%
+7,675
New +$758K
WEC icon
313
WEC Energy
WEC
$34.5B
$758K 0.05%
6,611
+3,093
+88% +$335K
RTX icon
314
RTX Corp
RTX
$304B
$747K 0.05%
4,463
+230
+5% +$35.7K
MOAT icon
315
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$746K 0.05%
7,522
+3,925
+109% +$383K
JPST icon
316
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$739K 0.05%
14,574
-1,650
-10% -$83.5K
GTLS
317
DELISTED
Chart Industries
GTLS
$739K 0.05%
3,690
-1,026
-22% -$195K
ICLO icon
318
Invesco AAA CLO Floating Rate Note ETF
ICLO
$534M
$732K 0.05%
28,563
-52
-0.2% -$1.33K
SPHQ icon
319
Invesco S&P 500 Quality ETF
SPHQ
$19.8B
$722K 0.05%
9,848
+6,053
+159% +$437K
DGRO icon
320
iShares Core Dividend Growth ETF
DGRO
$43.6B
$720K 0.05%
10,570
-13,958
-57% -$922K
EQIX icon
321
Equinix
EQIX
$102B
$703K 0.05%
+897
New +$701K
FIW icon
322
First Trust Water ETF
FIW
$1.94B
$690K 0.04%
6,137
+1,407
+30% +$157K
CAT icon
323
Caterpillar
CAT
$387B
$683K 0.04%
1,432
-238
-14% -$102K
BTI icon
324
British American Tobacco
BTI
$123B
$680K 0.04%
12,813
-1,061
-8% -$57.6K
FXH icon
325
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$678K 0.04%
6,180
– –
11 12
13
14 15

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.