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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGT icon
301
Vanguard Information Technology ETF
VGT
$149B
$577K 0.04%
9,536
+1,648
+21% +$91.8K
CEG icon
302
Constellation Energy
CEG
$95.6B
$573K 0.04%
4,901
+37
+0.8% +$4.32K
ALNY icon
303
Alnylam Pharmaceuticals
ALNY
$29.3B
$568K 0.04%
2,965
+162
+6% +$27.6K
SPG icon
304
Simon Property Group
SPG
$72.3B
$563K 0.04%
+3,947
New +$477K
SCHA icon
305
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$562K 0.04%
23,782
+5,472
+30% +$115K
CRWD icon
306
CrowdStrike
CRWD
$218B
$558K 0.04%
8,744
+2,996
+52% +$157K
IWD icon
307
iShares Russell 1000 Value ETF
IWD
$83.9B
$558K 0.04%
3,377
+484
+17% +$74.7K
FFEB icon
308
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
$553K 0.04%
12,955
-500
-4% -$20.1K
FVD icon
309
First Trust Value Line Dividend Fund
FVD
$8.4B
$551K 0.04%
13,574
+23
+0.2% +$882
HYDB icon
310
iShares High Yield Systematic Bond ETF
HYDB
$1.6B
$548K 0.04%
11,858
+2,137
+22% +$95.3K
MBWM icon
311
Mercantile Bank Corp
MBWM
$1.05B
$545K 0.04%
13,500
– –
BNDX icon
312
Vanguard Total International Bond ETF
BNDX
$83.1B
$544K 0.04%
11,013
-315
-3% -$15.3K
FTXG icon
313
First Trust Nasdaq Food & Beverage ETF
FTXG
$18.2M
$544K 0.04%
22,405
-3,555
-14% -$82.7K
NOBL icon
314
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$543K 0.04%
11,402
+1,054
+10% +$47.2K
NOW icon
315
ServiceNow
NOW
$129B
$540K 0.04%
3,820
+215
+6% +$27.1K
XSD icon
316
State Street SPDR S&P Semiconductor ETF
XSD
$2.93B
$537K 0.04%
2,389
+59
+3% +$11.6K
CLF icon
317
Cleveland-Cliffs
CLF
$6.99B
$537K 0.04%
26,280
-263
-1% -$4.5K
LVHI icon
318
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.59B
$523K 0.04%
18,922
+660
+4% +$18.1K
VXUS icon
319
Vanguard Total International Stock ETF
VXUS
$163B
$512K 0.04%
8,836
+13
+0.1% +$710
IGSB icon
320
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$512K 0.04%
9,978
-508
-5% -$25.5K
SMAR
321
DELISTED
Smartsheet Inc.
SMAR
$507K 0.04%
+10,603
New +$452K
GBIL icon
322
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$502K 0.04%
5,035
-37
-0.7% -$3.7K
PH icon
323
Parker-Hannifin
PH
$135B
$501K 0.04%
1,088
+1
+0.1% +$416
UBER icon
324
Uber
UBER
$153B
$495K 0.04%
8,037
+965
+14% +$50.5K
ZETA icon
325
Zeta Global
ZETA
$6.69B
$488K 0.04%
55,366
+2,748
+5% +$23.1K
11 12
13
14 15

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VCM
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SFI
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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.