We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHLC icon
301
Fidelity MSCI Health Care Index ETF
FHLC
$3.41B
$450K 0.04%
7,314
+13
+0.2% +$807
IWY icon
302
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$446K 0.04%
3,212
-81
-2% -$10.5K
RSPG icon
303
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$586M
$446K 0.04%
6,527
-219
-3% -$15.5K
HUBS icon
304
HubSpot
HUBS
$10.8B
$445K 0.04%
+1,039
New +$379K
JPST icon
305
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$445K 0.04%
8,841
+1,102
+14% +$55.4K
CPRT icon
306
Copart
CPRT
$27.4B
$441K 0.04%
11,718
-1,416
-11% -$48.1K
GSST icon
307
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.59B
$440K 0.04%
8,818
-6,049
-41% -$301K
SPLK
308
DELISTED
Splunk Inc
SPLK
$438K 0.04%
+4,573
New +$438K
FXZ icon
309
First Trust Materials AlphaDEX Fund
FXZ
$389M
$436K 0.04%
6,679
-289
-4% -$19.4K
BND icon
310
Vanguard Total Bond Market
BND
$161B
$429K 0.04%
5,815
-333
-5% -$24.4K
VGT icon
311
Vanguard Information Technology ETF
VGT
$148B
$428K 0.04%
8,880
-120
-1% -$5.3K
FCX icon
312
Freeport-McMoran
FCX
$98.7B
$427K 0.04%
10,445
+2,082
+25% +$86.6K
TBT icon
313
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$309M
$425K 0.04%
15,198
-320
-2% -$9.38K
CYBR
314
DELISTED
CyberArk
CYBR
$419K 0.04%
+2,834
New +$396K
ADBE icon
315
Adobe
ADBE
$108B
$417K 0.04%
1,082
+52
+5% +$18.5K
DGRO icon
316
iShares Core Dividend Growth ETF
DGRO
$43.6B
$416K 0.04%
8,317
-4,571
-35% -$230K
MRNA icon
317
Moderna
MRNA
$23.7B
$415K 0.04%
2,704
+124
+5% +$20.5K
IBTD
318
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
$414K 0.04%
16,670
+2,081
+14% +$51.5K
BSCN
319
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$414K 0.04%
19,619
+2,442
+14% +$51.4K
FALN icon
320
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$412K 0.04%
16,315
+5,160
+46% +$130K
AMT icon
321
American Tower
AMT
$78.9B
$411K 0.04%
2,010
+20
+1% +$4.2K
HYD icon
322
VanEck High Yield Muni ETF
HYD
$4.4B
$410K 0.04%
7,926
-1,202
-13% -$62.1K
EOG icon
323
EOG Resources
EOG
$74.5B
$404K 0.04%
3,527
-17,373
-83% -$2.11M
PGR icon
324
Progressive
PGR
$124B
$404K 0.04%
2,824
– –
VBK icon
325
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$403K 0.04%
1,862
– –
11 12
13
14 15

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.