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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$98.7M
AUM Growth
-$786M
Cap. Flow
-$791M
Cap. Flow %
-802.06%
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$37.9M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$19.5M
3
AAPL icon
Apple
AAPL
+$17.8M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$15.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEF icon
301
iShares S&P 100 ETF
OEF
$20.5B
– –
-7,678
Closed -$1.32M
ONEQ icon
302
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
– –
-259,940
Closed -$13M
ORCL icon
303
Oracle
ORCL
$423B
– –
-7,626
Closed -$493K
PANW icon
304
Palo Alto Networks
PANW
$297B
– –
-3,594
Closed -$213K
PARA
305
DELISTED
Paramount Global Class B
PARA
– –
-54,828
Closed -$2.04M
PBP icon
306
Invesco S&P 500 BuyWrite ETF
PBP
$362M
– –
-15,328
Closed -$314K
PCEF icon
307
Invesco CEF Income Composite ETF
PCEF
$813M
– –
-22,959
Closed -$515K
PDI icon
308
PIMCO Dynamic Income Fund
PDI
$7.42B
– –
-10,438
Closed -$276K
PENN icon
309
PENN Entertainment
PENN
$2.71B
– –
-5,739
Closed -$496K
PEP icon
310
PepsiCo
PEP
$190B
– –
-16,633
Closed -$2.47M
PFE icon
311
Pfizer
PFE
$153B
– –
-179,969
Closed -$6.63M
PG icon
312
Procter & Gamble
PG
$339B
– –
-73,403
Closed -$10.2M
PGR icon
313
Progressive
PGR
$125B
– –
-3,431
Closed -$339K
PGX icon
314
Invesco Preferred ETF
PGX
$3.78B
– –
-49,009
Closed -$748K
PHM icon
315
Pultegroup
PHM
$25.3B
– –
-13,170
Closed -$568K
PM icon
316
Philip Morris
PM
$295B
– –
-3,276
Closed -$271K
PNC icon
317
PNC Financial Services
PNC
$101B
– –
-8,702
Closed -$1.3M
PNQI icon
318
Invesco NASDAQ Internet ETF
PNQI
$541M
– –
-10,665
Closed -$487K
PSA icon
319
Public Storage
PSA
$61.3B
– –
-2,160
Closed -$499K
PSEC icon
320
Prospect Capital
PSEC
$1.17B
– –
-10,382
Closed -$56K
PSEP icon
321
Innovator US Equity Power Buffer ETF September
PSEP
$841M
– –
-7,708
Closed -$215K
PSK icon
322
State Street SPDR ICE Preferred Securities ETF
PSK
$686M
– –
-5,133
Closed -$228K
PTBD icon
323
Pacer Trendpilot US Bond ETF
PTBD
$86.1M
– –
-14,187
Closed -$391K
PTIN icon
324
Pacer Trendpilot International ETF
PTIN
$188M
– –
-29,532
Closed -$781K
PTMC icon
325
Pacer Trendpilot US Mid Cap ETF
PTMC
$405M
– –
-28,143
Closed -$917K
11 12
13
14 15

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
  • Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
  • Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
  • Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.

Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.