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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.76%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$84.6M
AUM Growth
-$461M
Cap. Flow
-$468M
Cap. Flow %
-553.36%
Top 10 Hldgs %
70.59%
Holding
330
New
–
Increased
5
Reduced
23
Closed
302

Top Buys

Rank Stock Value
1
FM
iShares Frontier and Select EM ETF
FM
+$103K
2
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$60.1K
3
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$25.8K
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$18.2K
5
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$9.48K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$29.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$12.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10.8M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
301
Vanguard High Dividend Yield ETF
VYM
$83.8B
– –
-26,686
Closed -$2.1M
VZ icon
302
CALL
Verizon
VZ
$195B
– –
-1,000
Closed -$55K
VZ icon
303
Verizon
VZ
$195B
– –
-48,180
Closed -$2.66M
WEC icon
304
WEC Energy
WEC
$34.7B
– –
-2,386
Closed -$209K
WFC icon
305
Wells Fargo
WFC
$265B
– –
-8,249
Closed -$211K
WM icon
306
Waste Management
WM
$90.7B
– –
-20,188
Closed -$2.14M
WMT icon
307
Walmart Inc
WMT
$891B
– –
-64,737
Closed -$2.58M
WW
308
DELISTED
WW International
WW
– –
-12,400
Closed -$315K
X
309
DELISTED
US Steel
X
– –
-31,195
Closed -$225K
XBI icon
310
State Street SPDR S&P Biotech ETF
XBI
$10.3B
– –
-2,205
Closed -$247K
XLE icon
311
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
– –
-17,964
Closed -$340K
XLF icon
312
State Street Financial Select Sector SPDR ETF
XLF
$58.9B
– –
-12,414
Closed -$287K
XLK icon
313
State Street Technology Select Sector SPDR ETF
XLK
$123B
– –
-41,514
Closed -$2.17M
XLU icon
314
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
– –
-14,766
Closed -$417K
XLV icon
315
State Street Health Care Select Sector SPDR ETF
XLV
$43.8B
– –
-8,038
Closed -$804K
XOM icon
316
CALL
ExxonMobil
XOM
$663B
– –
-100
Closed -$4K
XOM icon
317
ExxonMobil
XOM
$663B
– –
-34,582
Closed -$1.55M
CPAY icon
318
Corpay
CPAY
$26.1B
– –
-834
Closed -$210K
XYZ
319
Block Inc
XYZ
$47.6B
– –
-14,859
Closed -$1.56M
AMJ
320
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-100,782
Closed -$1.33M
NS
321
DELISTED
NuStar Energy L.P.
NS
– –
-22,900
Closed -$327K
SPLK
322
DELISTED
Splunk Inc
SPLK
– –
-1,745
Closed -$347K
PGAL
323
DELISTED
Global X MSCI Portugal ETF
PGAL
– –
-16,227
Closed -$150K
STOR
324
DELISTED
STORE Capital Corporation
STOR
– –
-27,059
Closed -$644K
TWTR
325
DELISTED
Twitter, Inc.
TWTR
– –
-8,091
Closed -$241K
10 11 12
13
14

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Regal Investment Advisors held 330 positions worth $84.6M, down 84% from $545M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $468M in Q3 2020, closing 302 positions and reducing 23 holdings. Its most notable exit was Microsoft, an estimated $13.8M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 1.5% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $103K to iShares Frontier and Select EM ETF.

  • Regal Investment Advisors added most to iShares Frontier and Select EM ETF in Q3 2020, an estimated $103K increase.
  • Regal Investment Advisors's biggest Q3 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $29.2M.
  • Regal Investment Advisors fully exited Microsoft in Q3 2020, selling an estimated $13.8M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $84.6M portfolio in Q3 2020.
  • Regal Investment Advisors opened 0 new positions and closed 302 in Q3 2020.
  • Regal Investment Advisors's portfolio value fell 84% quarter-over-quarter to $84.6M.

Based on Regal Investment Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.