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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-15.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$68.1M
AUM Growth
-$488M
Cap. Flow
-$472M
Cap. Flow %
-692.75%
Top 10 Hldgs %
70.36%
Holding
344
New
–
Increased
5
Reduced
22
Closed
317

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$386K
2
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$19.4K
3
FM
iShares Frontier and Select EM ETF
FM
+$14.9K
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$12.4K
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$9.71K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
3
AAPL icon
Apple
AAPL
+$9.63M
4
PG icon
Procter & Gamble
PG
+$9.52M
5
MSFT icon
Microsoft
MSFT
+$9.09M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
301
Vanguard Morningstar Mid-Cap ETF
VO
$109B
– –
-58,308
Closed -$2.6M
VOO icon
302
Vanguard S&P 500 ETF
VOO
$1.03T
– –
-714
Closed -$211K
VOOV icon
303
Vanguard S&P 500 Value ETF
VOOV
$6.76B
– –
-2,477
Closed -$311K
VPU
304
Vanguard Utilities ETF
VPU
$8.35B
– –
-5,115
Closed -$731K
VRTX icon
305
Vertex Pharmaceuticals
VRTX
$133B
– –
-1,602
Closed -$351K
VTI icon
306
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
– –
-21,008
Closed -$3.44M
VTIP icon
307
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
– –
-26,974
Closed -$1.33M
VTV icon
308
Vanguard Morningstar Value ETF
VTV
$192B
– –
-52,070
Closed -$6.24M
VV icon
309
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
– –
-1,391
Closed -$206K
VXF icon
310
Vanguard Extended Market ETF
VXF
$31.8B
– –
-12,752
Closed -$1.61M
VXUS icon
311
Vanguard Total International Stock ETF
VXUS
$162B
– –
-6,630
Closed -$369K
VYM icon
312
Vanguard High Dividend Yield ETF
VYM
$83.7B
– –
-21,177
Closed -$1.99M
VZ icon
313
Verizon
VZ
$195B
– –
-38,841
Closed -$2.38M
WELL icon
314
Welltower
WELL
$169B
– –
-3,800
Closed -$311K
WM icon
315
Waste Management
WM
$90.6B
– –
-18,516
Closed -$2.11M
WMT icon
316
Walmart Inc
WMT
$897B
– –
-59,217
Closed -$2.35M
WW
317
DELISTED
WW International
WW
– –
-12,400
Closed -$474K
X
318
DELISTED
US Steel
X
– –
-18,417
Closed -$210K
XLF icon
319
State Street Financial Select Sector SPDR ETF
XLF
$59B
– –
-14,355
Closed -$442K
XLK icon
320
State Street Technology Select Sector SPDR ETF
XLK
$122B
– –
-36,996
Closed -$1.7M
XLU icon
321
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
– –
-11,258
Closed -$364K
XLV icon
322
State Street Health Care Select Sector SPDR ETF
XLV
$44B
– –
-4,613
Closed -$470K
XOM icon
323
ExxonMobil
XOM
$662B
– –
-66,986
Closed -$4.67M
YYY icon
324
Amplify CEF High Income ETF
YYY
$742M
– –
-37,116
Closed -$662K
XYZ
325
Block Inc
XYZ
$47.5B
– –
-4,069
Closed -$255K
10 11 12
13
14

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VCM
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ESBC
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SFI
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WJA
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OMC
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Regal Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Regal Investment Advisors held 344 positions worth $68.1M, down 88% from $556M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Regal Investment Advisors withdrew a net $472M in Q1 2020, closing 317 positions and reducing 22 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.7% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $386K to Schwab US Dividend Equity ETF.

  • Regal Investment Advisors added most to Schwab US Dividend Equity ETF in Q1 2020, an estimated $386K increase.
  • Regal Investment Advisors's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $14.8M.
  • Regal Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $11.6M.
  • Regal Investment Advisors's ten largest holdings make up 70% of its $68.1M portfolio in Q1 2020.
  • Regal Investment Advisors opened 0 new positions and closed 317 in Q1 2020.
  • Regal Investment Advisors's portfolio value fell 88% quarter-over-quarter to $68.1M.

Based on Regal Investment Advisors's 13F filing for Q1 2020, filed 12 May 2020.