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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$513M
AUM Growth
+$21.3M
Cap. Flow
+$11M
Cap. Flow %
2.15%
Top 10 Hldgs %
20.29%
Holding
385
New
33
Increased
173
Reduced
91
Closed
68

Top Buys

Rank Stock Value
1
INGR icon
Ingredion
INGR
+$2.02M
2
PARA
Paramount Global Class B
PARA
+$1.92M
3
CMP icon
Compass Minerals
CMP
+$1.91M
4
BMY icon
Bristol-Myers Squibb
BMY
+$1.9M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.29M

Top Sells

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$2.23M
2
UTHR icon
United Therapeutics
UTHR
+$2.02M
3
IDCC icon
InterDigital
IDCC
+$1.74M
4
LEA icon
Lear
LEA
+$1.5M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.28M

Sector Composition

Rank Sector Weight
1 Healthcare 8.01%
2 Technology 6.97%
3 Consumer Staples 6.91%
4 Industrials 5.04%
5 Communication Services 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAU icon
301
iShares Gold Trust
IAU
$67.5B
$185K 0.04%
6,841
+249
+4% +$6.24K
ETW
302
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$171K 0.03%
+17,505
New +$171K
MBTF
303
DELISTED
MBT Financial Corporation
MBTF
$170K 0.03%
16,952
+238
+1% +$2.38K
PGAL
304
DELISTED
Global X MSCI Portugal ETF
PGAL
$164K 0.03%
+15,622
New +$169K
PSEC icon
305
Prospect Capital
PSEC
$1.17B
$163K 0.03%
24,911
-3,239
-12% -$21.4K
TSI
306
TCW Strategic Income Fund
TSI
$213M
$143K 0.03%
24,860
– –
FXN icon
307
First Trust Energy AlphaDEX Fund
FXN
$368M
$142K 0.03%
12,367
-6,050
-33% -$73K
SIRI icon
308
SiriusXM
SIRI
$10.1B
$115K 0.02%
2,056
+1
+0% +$57
TV icon
309
Televisa
TV
$1.49B
$115K 0.02%
13,611
+805
+6% +$7.84K
EXTR icon
310
Extreme Networks
EXTR
$3.15B
$110K 0.02%
16,940
– –
AKS
311
DELISTED
AK Steel Holding Corp
AKS
$70K 0.01%
29,560
-5,000
-14% -$11.6K
FIT
312
DELISTED
Fitbit, Inc. Class A common stock
FIT
$66K 0.01%
15,000
– –
ROYT
313
DELISTED
PACIFIC COAST OIL TRUST
ROYT
– –
0
– –
PVL
314
Permianville Royalty Trust
PVL
$57.1M
– –
0
– –
FGP
315
DELISTED
Ferrellgas Partners, L.P.
FGP
$26K 0.01%
27,500
+2,900
+12% +$3.41K
SDR
316
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
– –
0
– –
ALR
317
DELISTED
AlerisLife Inc
ALR
$10K ﹤0.01%
2,215
– –
ABBV icon
318
CALL
AbbVie
ABBV
$435B
– –
-700
Closed -$56K
ADP icon
319
CALL
Automatic Data Processing
ADP
$108B
– –
-400
Closed -$64K
AEP icon
320
CALL
American Electric Power
AEP
$68.4B
– –
-700
Closed -$59K
AFL icon
321
CALL
Aflac
AFL
$63.4B
– –
-800
Closed -$40K
BSX icon
322
CALL
Boston Scientific
BSX
$71.5B
– –
-1,000
Closed -$38K
CLX icon
323
CALL
Clorox
CLX
$12.7B
– –
-300
Closed -$48K
CVX icon
324
CALL
Chevron
CVX
$366B
– –
-400
Closed -$49K
DD icon
325
CALL
DuPont de Nemours
DD
$19.2B
– –
-237
Closed -$32K
11 12
13
14 15

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q2 2019 Portfolio in Review

As of Q2 2019, Regal Investment Advisors held 385 positions worth $513M, up 4.3% from $492M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q2 2019 filing shows 33 new, 173 increased, 91 reduced and 68 closed positions. Its largest new stake was Ingredion: 23,478 shares worth $1.94M. The largest sale was Oracle, an estimated $2.23M.

By sector, the portfolio is most concentrated in Healthcare at 8% of assets, down from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q2 2019 buy was Ingredion: 23,478 shares worth $1.94M.
  • Regal Investment Advisors added most to Bristol-Myers Squibb in Q2 2019, an estimated $1.9M increase.
  • Regal Investment Advisors's biggest Q2 2019 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $1.28M.
  • Regal Investment Advisors fully exited Oracle in Q2 2019, selling an estimated $2.23M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $513M portfolio in Q2 2019.
  • Regal Investment Advisors opened 33 new positions and closed 68 in Q2 2019.
  • Regal Investment Advisors's portfolio value rose 4.3% quarter-over-quarter to $513M.

Based on Regal Investment Advisors's 13F filing for Q2 2019, filed 26 Jul 2019.