We are live on
!
Find out more
RIA
Regal Investment Advisors Portfolio holdings
AUM
$1.73B
1-Year Est. Return
17.74%
This Fund
S&P 500
This Quarter
Est. Return
+15.72%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$492M
AUM Growth
+$35.5M
(+7.8%)
Cap. Flow
-$11M
Cap. Flow
% of AUM
-2.23%
Top 10 Holdings %
Top 10 Hldgs %
19.98%
Holding
399
New
65
Increased
147
Reduced
121
Closed
45
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$2.64M |
| 2 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$1.3M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$1.14M |
| 4 |
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
|
+$1.05M |
| 5 |
iShares 0-1 Year Treasury Bond ETF
SHV
|
+$1.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core 80/20 Aggressive Allocation ETF
AOA
|
+$6.77M |
| 2 |
iShares Core 60/40 Balanced Allocation ETF
AOR
|
+$5.04M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$3.51M |
| 4 |
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
|
+$2.2M |
| 5 |
iShares Core Moderate Allocation ETF
AOM
|
+$1.18M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 8.12% |
| 2 | Technology | 7.87% |
| 3 | Consumer Staples | 6.26% |
| 4 | Industrials | 5.2% |
| 5 | Consumer Discretionary | 4.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
iShares Gold Trust
IAU
$67.5B
| $163K | 0.03% |
+6,592
| New | +$165K |
|
|
ABB
302
DELISTED
ABB Ltd
ABB
| $160K | 0.03% |
8,487
-1,767
| -17% | -$34.2K |
|
303
Annaly Capital Management
NLY
$17.4B
| $147K | 0.03% |
3,686
-1,112
| -23% | -$45.4K |
|
304
Televisa
TV
$1.49B
| $142K | 0.03% |
12,806
+301
| +2% | +$3.57K |
|
305
PUT
Tesla
TSLA
$1.3T
| $140K | 0.03% |
+7,500
| New | +$151K |
|
|
TSI
306
TCW Strategic Income Fund
TSI
$213M
| $137K | 0.03% |
24,860
-16,374
| -40% | -$89K |
|
307
Extreme Networks
EXTR
$3.15B
| $127K | 0.03% |
16,940
| – | – |
|
308
SiriusXM
SIRI
$10.1B
| $117K | 0.02% |
2,055
+87
| +4% | +$5.19K |
|
|
AKS
309
DELISTED
AK Steel Holding Corp
AKS
| $95K | 0.02% |
34,560
-3,000
| -8% | -$8.5K |
|
|
FIT
310
DELISTED
Fitbit, Inc. Class A common stock
FIT
| $89K | 0.02% |
15,000
| – | – |
|
311
CALL
Walmart Inc
WMT
$890B
| $88K | 0.02% |
+2,700
| New | +$87.5K |
|
312
CALL
Automatic Data Processing
ADP
$108B
| $64K | 0.01% |
+400
| New | +$58.1K |
|
313
CALL
American Electric Power
AEP
$68.4B
| $59K | 0.01% |
+700
| New | +$55.7K |
|
314
CALL
Microsoft
MSFT
$3.71T
| $59K | 0.01% |
+500
| New | +$54.6K |
|
315
CALL
McDonald's
MCD
$195B
| $57K | 0.01% |
+300
| New | +$54.4K |
|
316
CALL
AbbVie
ABBV
$435B
| $56K | 0.01% |
+700
| New | +$57.3K |
|
317
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$823B
| $56K | 0.01% |
+200
| New | +$54.3K |
|
318
CALL
Medtronic
MDT
$112B
| $55K | 0.01% |
+600
| New | +$53.7K |
|
319
Universal Display
OLED
$4.19B
| $50K | 0.01% |
+328
| New | +$40.6K |
|
320
CALL
Chevron
CVX
$366B
| $49K | 0.01% |
+400
| New | +$47.3K |
|
321
CALL
Clorox
CLX
$12.7B
| $48K | 0.01% |
+300
| New | +$46.5K |
|
322
CALL
Entergy
ETR
$50B
| $48K | 0.01% |
+1,000
| New | +$45.2K |
|
323
CALL
ExxonMobil
XOM
$634B
| $48K | 0.01% |
+600
| New | +$45.7K |
|
324
CALL
Exelon
EXC
$47B
| $45K | 0.01% |
+1,262
| New | +$43K |
|
325
CALL
Vanguard Dividend Appreciation ETF
VIG
$114B
| $44K | 0.01% |
+400
| New | +$42.2K |
|
Similar funds
PAIM
CC
VCM
ESBC
SFI
DF
WJA
OMC
Regal Investment Advisors's Q1 2019 Portfolio in Review
As of Q1 2019, Regal Investment Advisors held 399 positions worth $492M, up 7.8% from $456M the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Regal Investment Advisors's Q1 2019 filing shows 65 new, 147 increased, 121 reduced and 45 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.77M.
By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.3% a quarter earlier, followed by Technology and Consumer Staples.
- Regal Investment Advisors's largest Q1 2019 buy was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M.
- Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $2.64M increase.
- Regal Investment Advisors's biggest Q1 2019 reduction was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF, cutting an estimated $2.2M.
- Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q1 2019, selling an estimated $6.77M.
- Regal Investment Advisors's ten largest holdings make up 20% of its $492M portfolio in Q1 2019.
- Regal Investment Advisors opened 65 new positions and closed 45 in Q1 2019.
- Regal Investment Advisors's portfolio value rose 7.8% quarter-over-quarter to $492M.
Based on Regal Investment Advisors's 13F filing for Q1 2019, filed 9 May 2019.