RIA

Regal Investment Advisors Portfolio holdings

AUM $1.33B
This Quarter Return
+11.24%
1 Year Return
+14.14%
3 Year Return
+50.89%
5 Year Return
+76.19%
10 Year Return
+154.28%
AUM
$489M
AUM Growth
+$489M
Cap. Flow
-$13.4M
Cap. Flow %
-2.75%
Top 10 Hldgs %
20.11%
Holding
366
New
28
Increased
147
Reduced
121
Closed
45

Top Buys

1
SPYG icon
SPDR Portfolio S&P 500 Growth ETF
SPYG
$2.78M
2
XLV icon
Health Care Select Sector SPDR Fund
XLV
$1.33M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$1.16M
4
HYMB icon
SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$1.07M
5
SHV icon
iShares Short Treasury Bond ETF
SHV
$1.05M

Top Sells

1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
$6.77M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
$5.04M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$3.51M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$2.23M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
$1.18M

Sector Composition

1 Healthcare 8.18%
2 Technology 7.92%
3 Consumer Staples 6.3%
4 Industrials 5.24%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NLY icon
301
Annaly Capital Management
NLY
$13.6B
$147K 0.03%
14,744
-4,448
-23% -$44.3K
TV icon
302
Televisa
TV
$1.49B
$142K 0.03%
12,806
+301
+2% +$3.34K
TSI
303
TCW Strategic Income Fund
TSI
$237M
$137K 0.03%
24,860
-16,374
-40% -$90.2K
EXTR icon
304
Extreme Networks
EXTR
$2.83B
$127K 0.03%
16,940
– –
SIRI icon
305
SiriusXM
SIRI
$7.96B
$117K 0.02%
20,551
+873
+4% +$4.97K
AKS
306
DELISTED
AK Steel Holding Corp.
AKS
$95K 0.02%
34,560
-3,000
-8% -$8.25K
FIT
307
DELISTED
Fitbit, Inc. Class A common stock
FIT
$89K 0.02%
15,000
– –
OLED icon
308
Universal Display
OLED
$6.59B
$50K 0.01%
+328
New +$50K
PVL
309
Permianville Royalty Trust
PVL
$65.5M
– –
0
– –
APRN
310
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$36K 0.01%
+37,000
New +$36K
FGP
311
DELISTED
Ferrellgas Partners, L.P.
FGP
$32K 0.01%
+24,600
New +$32K
ROYT
312
DELISTED
PACIFIC COAST OIL TRUST
ROYT
– –
0
– –
ALR
313
DELISTED
AlerisLife Inc. Common Stock
ALR
$22K ﹤0.01%
22,153
– –
SDR
314
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
– –
0
– –
UNIT
315
Uniti Group
UNIT
$1.55B
$15K ﹤0.01%
+1,379
New +$15K
AGNC icon
316
AGNC Investment
AGNC
$10.2B
– –
0
– –
NMM icon
317
Navios Maritime Partners
NMM
$1.38B
– –
0
– –
GNMA icon
318
iShares GNMA Bond ETF
GNMA
$372M
– –
-7,750
Closed -$377K
IEF icon
319
iShares 7-10 Year Treasury Bond ETF
IEF
$35.7B
– –
-33,699
Closed -$3.51M
ACN icon
320
Accenture
ACN
$162B
– –
-1,057
Closed -$149K
AEG icon
321
Aegon
AEG
$12.3B
– –
-11,664
Closed -$54K
AGGY icon
322
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$809M
– –
-18,458
Closed -$890K
AOA icon
323
iShares Core 80/20 Aggressive Allocation ETF
AOA
$2.51B
– –
-139,354
Closed -$6.77M
AOM icon
324
iShares Core Moderate Allocation ETF
AOM
$1.58B
– –
-33,041
Closed -$1.18M
AOR icon
325
iShares Core 60/40 Balanced Allocation ETF
AOR
$2.68B
– –
-122,060
Closed -$5.04M
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13
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