We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.25%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$452M
AUM Growth
+$3.81M
Cap. Flow
+$16.1M
Cap. Flow %
3.55%
Top 10 Hldgs %
20.11%
Holding
327
New
42
Increased
156
Reduced
99
Closed
16

Top Buys

Rank Stock Value
1
UTHR icon
United Therapeutics
UTHR
+$2.27M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.26M
3
IDCC icon
InterDigital
IDCC
+$2.03M
4
SAFM
Sanderson Farms Inc
SAFM
+$1.99M
5
HUM icon
Humana
HUM
+$1.93M

Top Sells

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$2.35M
2
UI icon
Ubiquiti
UI
+$2.25M
3
V icon
Visa
V
+$2.13M
4
AMGN icon
Amgen
AMGN
+$2.07M
5
MON
Monsanto Co
MON
+$2.06M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Technology 5.86%
3 Consumer Staples 5.54%
4 Financials 5.49%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUV icon
301
Southwest Airlines
LUV
$23B
$201K 0.04%
3,501
+253
+8% +$15.2K
MCHI icon
302
iShares MSCI China ETF
MCHI
$6.38B
$200K 0.04%
+2,924
New +$208K
GCE
303
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$196K 0.04%
12,929
-12,642
-49% -$204K
KT icon
304
KT
KT
$8.81B
$188K 0.04%
+13,746
New +$196K
MFLX icon
305
First Trust Exchange-Traded Fund VIII First Trust Flexible Municipal High Income ETF
MFLX
$21.2M
$185K 0.04%
10,400
– –
MBTF
306
DELISTED
MBT Financial Corporation
MBTF
$183K 0.04%
17,048
-10,000
-37% -$104K
AMLP icon
307
Alerian MLP ETF
AMLP
$12.8B
$181K 0.04%
3,871
-171
-4% -$9.14K
SIRI icon
308
SiriusXM
SIRI
$10.1B
$123K 0.03%
1,965
– –
AKS
309
DELISTED
AK Steel Holding Corp
AKS
$118K 0.03%
+26,060
New +$143K
ALR
310
DELISTED
AlerisLife Inc
ALR
$29K 0.01%
+2,215
New +$32.1K
NMM icon
311
Navios Maritime Partners
NMM
$2.26B
– –
0
– –
DBC icon
312
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
– –
-52,102
Closed -$865K
ENB icon
313
Enbridge
ENB
$112B
– –
-5,141
Closed -$201K
ERIC icon
314
Ericsson
ERIC
$33.3B
– –
-30,443
Closed -$203K
IEV icon
315
iShares Europe ETF
IEV
$1.7B
– –
-10,026
Closed -$474K
LNC icon
316
Lincoln National
LNC
$8.81B
– –
-2,600
Closed -$200K
MUFG icon
317
Mitsubishi UFJ Financial
MUFG
$254B
– –
-29,331
Closed -$213K
SCHG icon
318
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
– –
-29,176
Closed -$258K
SHW icon
319
Sherwin-Williams
SHW
$89.8B
– –
-1,611
Closed -$220K
SLYG icon
320
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
– –
-5,544
Closed -$315K
SLYV icon
321
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
– –
-5,100
Closed -$321K
STIP icon
322
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
– –
-6,285
Closed -$628K
TLT icon
323
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
– –
-15,044
Closed -$1.91M
UI icon
324
Ubiquiti
UI
$34.3B
– –
-31,664
Closed -$2.25M
VGK icon
325
Vanguard FTSE Europe ETF
VGK
$31.4B
– –
-16,224
Closed -$960K
10 11 12
13
14

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Regal Investment Advisors held 327 positions worth $452M, up 0.85% from $449M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $16.1M of net new capital in Q1 2018, opening 42 new positions and adding to 156 existing holdings. Its largest new stake was United Therapeutics: 17,858 shares worth $2.01M.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Lowe's Companies, an estimated $2.35M trimmed.

  • Regal Investment Advisors's largest Q1 2018 buy was United Therapeutics: 17,858 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Floating Rate Bond ETF in Q1 2018, an estimated $2.26M increase.
  • Regal Investment Advisors's biggest Q1 2018 reduction was Lowe's Companies, cutting an estimated $2.35M.
  • Regal Investment Advisors fully exited Ubiquiti in Q1 2018, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $452M portfolio in Q1 2018.
  • Regal Investment Advisors opened 42 new positions and closed 16 in Q1 2018.
  • Regal Investment Advisors's portfolio value rose 0.85% quarter-over-quarter to $452M.

Based on Regal Investment Advisors's 13F filing for Q1 2018, filed 25 Apr 2018.