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RIA
Regal Investment Advisors Portfolio holdings
AUM
$1.73B
1-Year Est. Return
17.74%
This Fund
S&P 500
This Quarter
Est. Return
+5.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$449M
AUM Growth
+$20M
(+4.7%)
Cap. Flow
+$51.1K
Cap. Flow
% of AUM
0.01%
Top 10 Holdings %
Top 10 Hldgs %
19.68%
Holding
310
New
32
Increased
142
Reduced
99
Closed
24
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Oracle
ORCL
|
+$2.08M |
| 2 |
SRCL
Stericycle Inc
SRCL
|
+$2.06M |
| 3 |
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
|
+$1.9M |
| 4 |
Mattel
MAT
|
+$1.87M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$1.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core 80/20 Aggressive Allocation ETF
AOA
|
+$6.08M |
| 2 |
iShares Core 60/40 Balanced Allocation ETF
AOR
|
+$3.97M |
| 3 |
The Greenbrier Companies
GBX
|
+$2.36M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$2.24M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$1.74M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.09% |
| 2 | Healthcare | 5.96% |
| 3 | Technology | 5.38% |
| 4 | Consumer Staples | 5.27% |
| 5 | Industrials | 5.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MMD
301
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
| – | – |
-23,447
| Closed | -$471K |
|
302
Micron Technology
MU
$1.01T
| – | – |
-5,500
| Closed | -$216K |
|
303
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
| – | – |
-13,490
| Closed | -$288K |
|
304
ProShares UltraShort QQQ
QID
$251M
| – | – |
-221
| Closed | -$273K |
|
|
305
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
| – | – |
-20,558
| Closed | -$1.74M |
|
306
Invesco Municipal Trust
VKQ
$544M
| – | – |
-24,669
| Closed | -$315K |
|
|
RSX
307
DELISTED
VanEck Russia ETF
RSX
| – | – |
-34,000
| Closed | -$758K |
|
|
INSY
308
DELISTED
Insys Therapeutics, Inc.
INSY
| – | – |
-161,600
| Closed | -$1.44M |
|
|
GAZ
309
DELISTED
iPath Bloomberg Natural Gas Subindex Total Return ETN due October 22, 2037
GAZ
| – | – |
-47,050
| Closed | -$14K |
|
|
GG
310
DELISTED
Goldcorp Inc
GG
| – | – |
-13,477
| Closed | -$175K |
|
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Regal Investment Advisors's Q4 2017 Portfolio in Review
As of Q4 2017, Regal Investment Advisors held 310 positions worth $449M, up 4.7% from $429M the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Regal Investment Advisors's Q4 2017 filing shows 32 new, 142 increased, 99 reduced and 24 closed positions. Its largest new stake was Oracle: 42,436 shares worth $2.01M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.08M.
By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Technology.
- Regal Investment Advisors's largest Q4 2017 buy was Oracle: 42,436 shares worth $2.01M.
- Regal Investment Advisors added most to iShares Core US Aggregate Bond ETF in Q4 2017, an estimated $1.37M increase.
- Regal Investment Advisors's biggest Q4 2017 reduction was iShares Core S&P 500 ETF, cutting an estimated $2.24M.
- Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q4 2017, selling an estimated $6.08M.
- Regal Investment Advisors's ten largest holdings make up 20% of its $449M portfolio in Q4 2017.
- Regal Investment Advisors opened 32 new positions and closed 24 in Q4 2017.
- Regal Investment Advisors's portfolio value rose 4.7% quarter-over-quarter to $449M.
Based on Regal Investment Advisors's 13F filing for Q4 2017, filed 6 Feb 2018.