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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLNX
301
DELISTED
Xilinx Inc
XLNX
$140K 0.04%
3,304
+49
+2% +$2.06K
OZK icon
302
Bank OZK
OZK
$5.61B
$139K 0.04%
3,190
– –
SRCL
303
DELISTED
Stericycle Inc
SRCL
$139K 0.04%
1,000
– –
ORCL icon
304
Oracle
ORCL
$423B
$137K 0.04%
3,793
+1,493
+65% +$57.4K
BIIB icon
305
Biogen
BIIB
$30.7B
$132K 0.03%
454
+94
+26% +$31K
IJS icon
306
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$132K 0.03%
2,524
-42
-2% -$2.33K
VDC icon
307
Vanguard Consumer Staples ETF
VDC
$7.99B
$132K 0.03%
1,096
-86
-7% -$10.9K
MRO
308
DELISTED
Marathon Oil Corporation
MRO
$132K 0.03%
8,588
+130
+2% +$2.47K
RPM icon
309
RPM International
RPM
$15B
$131K 0.03%
3,145
– –
TV icon
310
Televisa
TV
$1.49B
$131K 0.03%
+5,045
New +$162K
NLY icon
311
Annaly Capital Management
NLY
$17.4B
$130K 0.03%
3,309
+794
+32% +$31.7K
ADM icon
312
Archer Daniels Midland
ADM
$36.9B
$128K 0.03%
3,100
-2,469
-44% -$113K
AMGN icon
313
Amgen
AMGN
$222B
$127K 0.03%
925
+644
+229% +$102K
EXC icon
314
Exelon
EXC
$47B
$125K 0.03%
5,936
– –
BKLN icon
315
Invesco Senior Loan ETF
BKLN
$6.81B
$123K 0.03%
5,367
-170,721
-97% -$4.02M
BP icon
316
BP
BP
$107B
$123K 0.03%
4,790
+924
+24% +$27.1K
SIRI icon
317
SiriusXM
SIRI
$10.1B
$123K 0.03%
3,292
+32
+1% +$1.23K
WWAV
318
DELISTED
The WhiteWave Foods Company
WWAV
$123K 0.03%
3,085
+120
+4% +$5.73K
SCHG icon
319
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$120K 0.03%
19,344
+12,288
+174% +$81.8K
VV icon
320
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$119K 0.03%
1,353
-149
-10% -$13.9K
CAT icon
321
Caterpillar
CAT
$387B
$117K 0.03%
1,804
+938
+108% +$71.7K
VAW icon
322
Vanguard Materials ETF
VAW
$3.13B
$116K 0.03%
1,330
+219
+20% +$21.6K
X
323
DELISTED
US Steel
X
$116K 0.03%
11,145
+1,254
+13% +$21K
ITOT icon
324
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$115K 0.03%
2,632
+18
+0.7% +$836
MS icon
325
Morgan Stanley
MS
$340B
$114K 0.03%
3,634
+16
+0.4% +$582
11 12
13
14 15

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CC
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VCM
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ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.