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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
301
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$102K 0.03%
907
-500
-36% -$57.3K
AWR icon
302
American States Water
AWR
$3.46B
$101K 0.03%
3,325
– –
ITOT icon
303
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$101K 0.03%
2,248
+446
+25% +$20.1K
ORCL icon
304
Oracle
ORCL
$423B
$98K 0.03%
2,564
-613
-19% -$24.8K
SLXP
305
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$98K 0.03%
627
-747
-54% -$108K
GSK icon
306
GSK
GSK
$106B
$97K 0.03%
1,685
+1,347
+399% +$82.6K
ETN icon
307
Eaton
ETN
$174B
$96K 0.03%
1,508
+176
+13% +$12.5K
IJT icon
308
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$96K 0.03%
1,702
-24
-1% -$1.4K
FIS icon
309
Fidelity National Information Services
FIS
$22.1B
$95K 0.03%
+1,685
New +$95.2K
DB icon
310
Deutsche Bank
DB
$71.5B
$94K 0.03%
3,017
+898
+42% +$27.8K
MKC icon
311
McCormick & Company Non-Voting
MKC
$14.2B
$94K 0.03%
2,812
+1,942
+223% +$66.8K
SHM icon
312
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$94K 0.03%
1,921
+910
+90% +$44.4K
SBUX icon
313
Starbucks
SBUX
$120B
$93K 0.03%
2,462
+2
+0.1% +$77
AEE icon
314
Ameren
AEE
$30.1B
$92K 0.03%
2,400
– –
HAIN icon
315
Hain Celestial
HAIN
$53.7M
$92K 0.03%
1,800
+1,100
+157% +$51.2K
WERN icon
316
Werner Enterprises
WERN
$2.25B
$91K 0.03%
3,600
– –
XLE icon
317
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$91K 0.03%
2,000
-3,596
-64% -$174K
DBEF icon
318
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$90K 0.03%
3,244
+750
+30% +$20.8K
KRG icon
319
Kite Realty
KRG
$5.36B
$90K 0.03%
+3,699
New +$93.7K
LNG icon
320
Cheniere Energy
LNG
$52.9B
$89K 0.03%
1,115
-50
-4% -$3.81K
RMD icon
321
ResMed
RMD
$30.7B
$89K 0.03%
1,800
– –
SIAL
322
DELISTED
SIGMA - ALDRICH CORP
SIAL
$88K 0.03%
+648
New +$68.9K
FTI icon
323
TechnipFMC
FTI
$27.3B
$87K 0.03%
2,150
– –
B
324
Barrick Mining
B
$73.2B
$87K 0.03%
5,910
+651
+12% +$11.6K
HAL icon
325
Halliburton
HAL
$26.6B
$86K 0.03%
1,337
– –
11 12
13
14 15

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.