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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.92B
1-Year Est. Return 23.13%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+23.13%
3 Year Est. Return
+64.69%
5 Year Est. Return
+66.51%
10 Year Est. Return
+212.75%
AUM
$1.73B
AUM Growth
+$59.7M
Cap. Flow
+$70.9M
Cap. Flow %
4.09%
Top 10 Hldgs %
19.14%
Holding
681
New
97
Increased
307
Reduced
220
Closed
28

Top Buys

Rank Stock Value
1
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$8.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
IDEF
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
+$6.1M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.9M
5
BLCR icon
BlackRock Large Cap Core ETF
BLCR
+$5.82M

Top Sells

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$13M
2
MU icon
Micron Technology
MU
+$4.84M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$3.72M
4
IAU icon
iShares Gold Trust
IAU
+$3M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.52M

Sector Composition

Rank Sector Weight
1 Miscellaneous 67.87%
2 Technology 7.77%
3 Healthcare 4.93%
4 Consumer Staples 3.89%
5 Financials 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJS icon
276
iShares S&P Small-Cap 600 Value ETF
IJS
$8.28B
$1.09M 0.06%
9,196
+267
+3% +$32.3K
CMCSA icon
277
Comcast
CMCSA
$96B
$1.09M 0.06%
37,887
+27,847
+277% +$833K
FXO icon
278
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$1.08M 0.06%
19,155
– –
NOW icon
279
ServiceNow
NOW
$150B
$1.08M 0.06%
10,286
+3,660
+55% +$431K
LVHI icon
280
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.74B
$1.07M 0.06%
26,366
-1,877
-7% -$73.8K
IGE icon
281
iShares North American Natural Resources ETF
IGE
$770M
$1.05M 0.06%
+16,635
New +$976K
KRYS icon
282
Krystal Biotech
KRYS
$10.4B
$1.05M 0.06%
4,050
-310
-7% -$82.5K
CEF icon
283
Sprott Physical Gold and Silver Trust
CEF
$7.99B
$1.05M 0.06%
21,914
+1,968
+10% +$101K
ACN icon
284
Accenture
ACN
$116B
$1.04M 0.06%
5,258
+68
+1% +$15.8K
BMY icon
285
Bristol-Myers Squibb
BMY
$136B
$1.03M 0.06%
16,975
+4,701
+38% +$274K
HPE.PRC
286
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
$4.03B
$1.02M 0.06%
15,810
+1,689
+12% +$104K
NFG icon
287
National Fuel Gas
NFG
$7.89B
$1.02M 0.06%
10,839
+3,365
+45% +$294K
QMAR icon
288
FT Vest Growth-100 Buffer ETF March
QMAR
$588M
$1.02M 0.06%
30,200
-2,525
-8% -$84K
IWB icon
289
iShares Russell 1000 ETF
IWB
$49.1B
$1.01M 0.06%
2,837
+50
+2% +$18.6K
FMDE icon
290
Fidelity Enhanced Mid Cap Core ETF
FMDE
$8.29B
$1M 0.06%
27,925
-804
-3% -$29.8K
XTL icon
291
State Street SPDR S&P Telecom ETF
XTL
$525M
$996K 0.06%
+5,298
New +$929K
MP icon
292
MP Materials
MP
$10B
$994K 0.06%
20,596
-248
-1% -$14.8K
HEI icon
293
HEICO Corp
HEI
$47B
$978K 0.06%
3,567
+450
+14% +$145K
JUCY icon
294
Aptus Enhanced Yield ETF
JUCY
$332M
$976K 0.06%
44,054
+1,462
+3% +$32.5K
DHR icon
295
Danaher
DHR
$152B
$971K 0.06%
5,119
+222
+5% +$47.3K
KKR.PRD
296
KKR & Co 6.25% Series D Preferred Stock
KKR.PRD
$2.47B
$958K 0.06%
23,822
+6,673
+39% +$301K
NFLX icon
297
Netflix
NFLX
$340B
$958K 0.06%
9,963
-571
-5% -$50.3K
FDVV icon
298
Fidelity High Dividend ETF
FDVV
$10.4B
$946K 0.05%
17,121
+1,463
+9% +$84.1K
AJG icon
299
Arthur J. Gallagher & Co
AJG
$68.6B
$942K 0.05%
4,347
+1,218
+39% +$281K
FTSM icon
300
First Trust Enhanced Short Maturity ETF
FTSM
$6.53B
$941K 0.05%
+15,749
New +$945K
10 11
12
13 14

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DCP
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EP
Eversept Partners New York $1.93B AUM 160.8% 1-Year Est. Return
SWM
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SI
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MFM
MHR Fund Management New York $1.92B AUM 119.57% 1-Year Est. Return
FWP
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GC
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Regal Investment Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Regal Investment Advisors held 681 positions worth $1.73B, up 3.6% from $1.67B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $70.9M of net new capital in Q1 2026, opening 97 new positions and adding to 307 existing holdings. Its largest new stake was BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF: 175,232 shares worth $5.73M.

By sector, the portfolio is most concentrated in Miscellaneous at 68% of assets, down from 68% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares S&P 100 ETF, an estimated $13M trimmed.

  • Regal Investment Advisors's largest Q1 2026 buy was BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF: 175,232 shares worth $5.73M.
  • Regal Investment Advisors added most to iShares MSCI EAFE Growth ETF in Q1 2026, an estimated $8.76M increase.
  • Regal Investment Advisors's biggest Q1 2026 reduction was iShares S&P 100 ETF, cutting an estimated $13M.
  • Regal Investment Advisors fully exited Global X S&P 500 Covered Call ETF in Q1 2026, selling an estimated $1.59M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.73B portfolio in Q1 2026.
  • Regal Investment Advisors opened 97 new positions and closed 28 in Q1 2026.
  • Regal Investment Advisors's portfolio value rose 3.6% quarter-over-quarter to $1.73B.

Based on Regal Investment Advisors's 13F filing for Q1 2026, filed 14 May 2026.