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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSB icon
276
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$696K 0.05%
23,387
-2,301
-9% -$67.7K
VOOV icon
277
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$692K 0.05%
4,119
-6
-0.1% -$932
BSCQ icon
278
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$689K 0.05%
+35,717
New +$677K
FTNT icon
279
Fortinet
FTNT
$117B
$684K 0.05%
+11,687
New +$646K
COIN icon
280
Coinbase
COIN
$40.5B
$681K 0.05%
+3,916
New +$428K
PANW icon
281
Palo Alto Networks
PANW
$297B
$681K 0.05%
4,616
+1,000
+28% +$134K
JPST icon
282
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$675K 0.05%
13,431
+1,338
+11% +$67.1K
GTLS
283
DELISTED
Chart Industries
GTLS
$672K 0.05%
4,928
+2,590
+111% +$350K
IYR icon
284
iShares US Real Estate ETF
IYR
$4.57B
$667K 0.05%
7,298
+243
+3% +$19.9K
EWX icon
285
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$654K 0.05%
11,586
+149
+1% +$8.07K
IBTG icon
286
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.21B
$636K 0.05%
+27,845
New +$628K
ISCF icon
287
iShares International Small Cap Equity Factor ETF
ISCF
$681M
$628K 0.05%
19,531
-295
-1% -$8.81K
SLV icon
288
iShares Silver Trust
SLV
$30.9B
$627K 0.05%
28,785
-2,359
-8% -$50.2K
EXAS
289
DELISTED
Exact Sciences
EXAS
$615K 0.05%
8,310
+992
+14% +$65K
XYZ
290
Block Inc
XYZ
$47.5B
$610K 0.05%
7,888
-73
-0.9% -$4.13K
EXC icon
291
Exelon
EXC
$47B
$608K 0.05%
16,930
-769
-4% -$29.6K
CL icon
292
Colgate-Palmolive
CL
$74.4B
$604K 0.05%
7,574
+121
+2% +$9.1K
FDIS icon
293
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.74B
$604K 0.05%
7,647
-870
-10% -$62.9K
XLF icon
294
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$602K 0.05%
16,002
+4,706
+42% +$163K
ACWV icon
295
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$602K 0.05%
5,995
+41
+0.7% +$3.98K
TIP icon
296
iShares TIPS Bond ETF
TIP
$14.7B
$601K 0.05%
5,592
-3,933
-41% -$411K
STLD icon
297
Steel Dynamics
STLD
$37.6B
$596K 0.05%
5,045
– –
CRM icon
298
Salesforce
CRM
$158B
$591K 0.04%
2,246
+71
+3% +$16.1K
NFLX icon
299
Netflix
NFLX
$309B
$591K 0.04%
12,130
+1,050
+9% +$45.8K
X
300
DELISTED
US Steel
X
$584K 0.04%
12,000
-155
-1% -$5.64K
10 11
12
13 14

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VCM
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SFI
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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.