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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBIL icon
276
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$545K 0.05%
5,444
+163
+3% +$16.3K
SHW icon
277
Sherwin-Williams
SHW
$88.1B
$535K 0.05%
2,381
+79
+3% +$18.1K
FMB icon
278
First Trust Managed Municipal ETF
FMB
$2.06B
$534K 0.05%
10,474
-347
-3% -$17.6K
MBWM icon
279
Mercantile Bank Corp
MBWM
$1.03B
$527K 0.05%
17,217
+34
+0.2% +$1.14K
VXUS icon
280
Vanguard Total International Stock ETF
VXUS
$162B
$522K 0.05%
9,458
+101
+1% +$5.52K
ITCI
281
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$522K 0.05%
+9,635
New +$466K
FDL icon
282
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
$514K 0.05%
14,473
+304
+2% +$11.1K
SLQD icon
283
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$512K 0.05%
10,569
+422
+4% +$20.3K
EW icon
284
Edwards Lifesciences
EW
$53.2B
$509K 0.05%
6,153
+935
+18% +$73.5K
CLF icon
285
Cleveland-Cliffs
CLF
$7.19B
$502K 0.04%
27,401
-450
-2% -$8.91K
RIO icon
286
Rio Tinto
RIO
$165B
$494K 0.04%
+7,208
New +$523K
VUSB icon
287
Vanguard Ultra-Short Bond ETF
VUSB
$9.33B
$491K 0.04%
9,978
+961
+11% +$47.2K
SMAR
288
DELISTED
Smartsheet Inc.
SMAR
$488K 0.04%
+10,201
New +$444K
GM icon
289
General Motors
GM
$77.6B
$486K 0.04%
13,247
-4,190
-24% -$158K
ESGD icon
290
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
$480K 0.04%
6,685
+652
+11% +$45.8K
RSPC icon
291
Invesco S&P 500 Equal Weight Communication Services ETF
RSPC
$57.2M
$476K 0.04%
+17,344
New +$474K
XLF icon
292
State Street Financial Select Sector SPDR ETF
XLF
$58.9B
$466K 0.04%
14,486
-2,097
-13% -$72.9K
PANW icon
293
Palo Alto Networks
PANW
$311B
$463K 0.04%
+4,632
New +$393K
MS icon
294
Morgan Stanley
MS
$338B
$462K 0.04%
5,258
-202
-4% -$18.9K
GDX icon
295
VanEck Gold Miners ETF
GDX
$27.4B
$460K 0.04%
+14,222
New +$430K
CEG icon
296
Constellation Energy
CEG
$97.2B
$460K 0.04%
5,855
-264
-4% -$21.4K
NTNX icon
297
Nutanix
NTNX
$17.5B
$459K 0.04%
17,650
-1
-0% -$27
BIIB icon
298
Biogen
BIIB
$30.6B
$458K 0.04%
1,649
+77
+5% +$21.3K
IAU icon
299
iShares Gold Trust
IAU
$64.6B
$457K 0.04%
12,235
+4,996
+69% +$179K
MPC icon
300
Marathon Petroleum
MPC
$88.6B
$453K 0.04%
3,360
-6,177
-65% -$773K
10 11
12
13 14

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.