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RIA
Regal Investment Advisors Portfolio holdings
AUM
$1.73B
1-Year Est. Return
17.74%
This Fund
S&P 500
This Quarter
Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$98.7M
AUM Growth
-$786M
(-89%)
Cap. Flow
-$791M
Cap. Flow
% of AUM
-802.06%
Top 10 Holdings %
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440
Top Buys
No buys this quarter
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$37.9M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$19.5M |
| 3 |
Apple
AAPL
|
+$17.8M |
| 4 |
Microsoft
MSFT
|
+$15.7M |
| 5 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$15.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 0% |
| 2 | Consumer Discretionary | 0% |
| 3 | Consumer Staples | 0% |
| 4 | Energy | 0% |
| 5 | Financials | 0% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
3M
MMM
$94.3B
| – | – |
-17,916
| Closed | -$2.62M |
|
277
Altria Group
MO
$114B
| – | – |
-68,936
| Closed | -$2.83M |
|
278
VanEck Mortgage REIT Income ETF
MORT
$373M
| – | – |
-10,567
| Closed | -$177K |
|
279
Marathon Petroleum
MPC
$83.7B
| – | – |
-13,144
| Closed | -$544K |
|
280
Merck
MRK
$318B
| – | – |
-12,401
| Closed | -$968K |
|
281
Moderna
MRNA
$23.6B
| – | – |
-2,279
| Closed | -$238K |
|
282
Morgan Stanley
MS
$340B
| – | – |
-6,101
| Closed | -$418K |
|
|
283
Microsoft
MSFT
$3.71T
| – | – |
-70,448
| Closed | -$15.7M |
|
284
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| – | – |
-1,784
| Closed | -$288K |
|
285
NextEra Energy
NEE
$177B
| – | – |
-7,328
| Closed | -$565K |
|
286
Newmont
NEM
$119B
| – | – |
-5,514
| Closed | -$330K |
|
287
Netflix
NFLX
$309B
| – | – |
-4,950
| Closed | -$268K |
|
288
Nike
NKE
$61.9B
| – | – |
-5,019
| Closed | -$710K |
|
289
Northrop Grumman
NOC
$81.2B
| – | – |
-3,427
| Closed | -$1.04M |
|
290
ServiceNow
NOW
$129B
| – | – |
-6,230
| Closed | -$686K |
|
291
Nutanix
NTNX
$16.9B
| – | – |
-28,763
| Closed | -$917K |
|
292
Nutrien
NTR
$30.7B
| – | – |
-14,170
| Closed | -$682K |
|
293
Nucor
NUE
$62.1B
| – | – |
-9,279
| Closed | -$494K |
|
294
Nuveen Municipal Value Fund
NUV
$1.91B
| – | – |
-37,228
| Closed | -$413K |
|
295
NovoCure
NVCR
$1.91B
| – | – |
-1,160
| Closed | -$201K |
|
296
NVIDIA
NVDA
$5.42T
| – | – |
-264,640
| Closed | -$3.46M |
|
297
Novartis
NVS
$297B
| – | – |
-2,663
| Closed | -$251K |
|
298
Nuveen Municipal Credit Income Fund
NZF
$2.45B
| – | – |
-49,147
| Closed | -$792K |
|
299
Realty Income
O
$59.1B
| – | – |
-5,910
| Closed | -$356K |
|
300
Old Dominion Freight Line
ODFL
$44.9B
| – | – |
-5,592
| Closed | -$546K |
|
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Regal Investment Advisors's Q1 2021 Portfolio in Review
As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.
Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.
- Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
- Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
- Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
- Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
- Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.
Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.