We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.76%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$84.6M
AUM Growth
-$461M
Cap. Flow
-$468M
Cap. Flow %
-553.36%
Top 10 Hldgs %
70.59%
Holding
330
New
–
Increased
5
Reduced
23
Closed
302

Top Buys

Rank Stock Value
1
FM
iShares Frontier and Select EM ETF
FM
+$103K
2
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$60.1K
3
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$25.8K
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$18.2K
5
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$9.48K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$29.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$12.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10.8M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
276
Visa
V
$671B
– –
-8,672
Closed -$1.68M
VB icon
277
Vanguard Morningstar Small-Cap ETF
VB
$82.5B
– –
-17,825
Closed -$2.6M
VBK icon
278
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
– –
-1,390
Closed -$277K
VBR icon
279
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
– –
-7,966
Closed -$852K
VCIT icon
280
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
– –
-14,647
Closed -$1.39M
VCLT icon
281
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.75B
– –
-16,796
Closed -$1.78M
VCSH icon
282
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
– –
-6,491
Closed -$537K
VEU icon
283
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
– –
-7,263
Closed -$346K
VFH icon
284
Vanguard Financials ETF
VFH
$13.8B
– –
-4,299
Closed -$246K
VGT icon
285
Vanguard Information Technology ETF
VGT
$148B
– –
-24,432
Closed -$851K
VIG icon
286
Vanguard Dividend Appreciation ETF
VIG
$114B
– –
-63,949
Closed -$7.49M
VLUE icon
287
iShares MSCI USA Value Factor ETF
VLUE
$9.5B
– –
-14,988
Closed -$1.08M
VMBS icon
288
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
– –
-19,234
Closed -$1.05M
VNLA icon
289
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
– –
-42,795
Closed -$2.15M
VO icon
290
Vanguard Morningstar Mid-Cap ETF
VO
$109B
– –
-68,948
Closed -$2.83M
VOO icon
291
Vanguard S&P 500 ETF
VOO
$1.03T
– –
-3,867
Closed -$1.1M
VOOV icon
292
Vanguard S&P 500 Value ETF
VOOV
$6.75B
– –
-3,169
Closed -$331K
VPU
293
Vanguard Utilities ETF
VPU
$8.37B
– –
-9,025
Closed -$1.12M
VRTX icon
294
Vertex Pharmaceuticals
VRTX
$134B
– –
-1,279
Closed -$371K
VTI icon
295
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
– –
-20,519
Closed -$3.21M
VTIP icon
296
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
– –
-10,696
Closed -$537K
VTV icon
297
Vanguard Morningstar Value ETF
VTV
$192B
– –
-62,731
Closed -$6.25M
VV icon
298
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
– –
-1,661
Closed -$238K
VXF icon
299
Vanguard Extended Market ETF
VXF
$31.8B
– –
-13,254
Closed -$1.57M
VXUS icon
300
Vanguard Total International Stock ETF
VXUS
$162B
– –
-7,124
Closed -$350K
10 11
12
13 14

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Regal Investment Advisors held 330 positions worth $84.6M, down 84% from $545M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $468M in Q3 2020, closing 302 positions and reducing 23 holdings. Its most notable exit was Microsoft, an estimated $13.8M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 1.5% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $103K to iShares Frontier and Select EM ETF.

  • Regal Investment Advisors added most to iShares Frontier and Select EM ETF in Q3 2020, an estimated $103K increase.
  • Regal Investment Advisors's biggest Q3 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $29.2M.
  • Regal Investment Advisors fully exited Microsoft in Q3 2020, selling an estimated $13.8M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $84.6M portfolio in Q3 2020.
  • Regal Investment Advisors opened 0 new positions and closed 302 in Q3 2020.
  • Regal Investment Advisors's portfolio value fell 84% quarter-over-quarter to $84.6M.

Based on Regal Investment Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.