RIA

Regal Investment Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 14.14%
This Quarter Est. Return
1 Year Est. Return
+14.14%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$449M
AUM Growth
+$20M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
311
New
Increased
Reduced
Closed

Top Buys

1
+$2.06M
2
+$2.01M
3
+$1.81M
4
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$1.76M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.37M

Top Sells

1
+$6.08M
2
+$3.97M
3
+$2.36M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.3M
5
NS
NuStar Energy L.P.
NS
+$1.88M

Sector Composition

1 Financials 6.09%
2 Healthcare 5.96%
3 Technology 5.38%
4 Consumer Staples 5.27%
5 Industrials 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
276
$203K 0.05%
30,443
+4,172
277
$203K 0.05%
+6,763
278
$201K 0.04%
+5,141
279
$200K 0.04%
+2,600
280
$199K 0.04%
30,846
+4,072
281
$195K 0.04%
10,400
282
$193K 0.04%
+11,684
283
$185K 0.04%
12,818
-21,500
284
$105K 0.02%
1,965
+1
285
– –
0
286
– –
0
287
– –
-11,000
288
– –
-113,520
289
– –
-6,865
290
– –
-13,838
291
– –
-88,602
292
– –
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293
– –
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294
– –
-49,065
295
– –
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296
– –
-2,945
297
– –
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298
– –
-1,226
299
– –
-11,365
300
– –
-16,057
9 10 11
12
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