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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$449M
AUM Growth
+$20M
Cap. Flow
+$51.1K
Cap. Flow %
0.01%
Top 10 Hldgs %
19.68%
Holding
310
New
32
Increased
142
Reduced
99
Closed
24

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$2.08M
2
SRCL
Stericycle Inc
SRCL
+$2.06M
3
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$1.9M
4
MAT icon
Mattel
MAT
+$1.87M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.37M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.08M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$3.97M
3
GBX icon
The Greenbrier Companies
GBX
+$2.36M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.24M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 6.09%
2 Healthcare 5.96%
3 Technology 5.38%
4 Consumer Staples 5.27%
5 Industrials 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERIC icon
276
Ericsson
ERIC
$33B
$203K 0.05%
30,443
+4,172
+16% +$26K
OASI
277
DELISTED
O'Shares FTSE Asia Pacific Quality Dividend ETF
OASI
$203K 0.05%
+6,763
New +$203K
ENB icon
278
Enbridge
ENB
$113B
$201K 0.04%
+5,141
New +$198K
LNC icon
279
Lincoln National
LNC
$8.98B
$200K 0.04%
+2,600
New +$197K
ABEV icon
280
Ambev
ABEV
$46.8B
$199K 0.04%
30,846
+4,072
+15% +$26.1K
MFLX icon
281
First Trust Exchange-Traded Fund VIII First Trust Flexible Municipal High Income ETF
MFLX
$21.2M
$195K 0.04%
10,400
– –
AMOV
282
DELISTED
America Movil SAB de CV
AMOV
$193K 0.04%
+11,684
New +$196K
UAA icon
283
Under Armour
UAA
$2.88B
$185K 0.04%
12,818
-21,500
-63% -$311K
SIRI icon
284
SiriusXM
SIRI
$10.3B
$105K 0.02%
1,965
+1
+0.1% +$55
NMM icon
285
Navios Maritime Partners
NMM
$2.23B
– –
0
– –
ROYT
286
DELISTED
PACIFIC COAST OIL TRUST
ROYT
– –
0
– –
AMD icon
287
Advanced Micro Devices
AMD
$786B
– –
-11,000
Closed -$140K
AOA icon
288
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
– –
-113,520
Closed -$6.08M
AOK icon
289
iShares Core Conservative Allocation ETF
AOK
$796M
– –
-6,865
Closed -$237K
AOM icon
290
iShares Core Moderate Allocation ETF
AOM
$1.77B
– –
-13,838
Closed -$525K
AOR icon
291
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.71B
– –
-88,602
Closed -$3.97M
DTE icon
292
DTE Energy
DTE
$29.1B
– –
-2,473
Closed -$226K
FSK icon
293
FS KKR Capital
FSK
$3.09B
– –
-3,833
Closed -$130K
GBX icon
294
The Greenbrier Companies
GBX
$1.54B
– –
-49,065
Closed -$2.36M
GDX icon
295
VanEck Gold Miners ETF
GDX
$25.5B
– –
-50,228
Closed -$1.15M
GILD icon
296
Gilead Sciences
GILD
$164B
– –
-2,945
Closed -$239K
IBM icon
297
IBM
IBM
$222B
– –
-1,561
Closed -$216K
IWO icon
298
iShares Russell 2000 Growth ETF
IWO
$14.9B
– –
-1,226
Closed -$219K
KTF
299
DWS Municipal Income Trust
KTF
$351M
– –
-11,365
Closed -$144K
LSAK icon
300
Lesaka Technologies
LSAK
$408M
– –
-16,057
Closed -$156K
9 10 11
12
13

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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Regal Investment Advisors held 310 positions worth $449M, up 4.7% from $429M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2017 filing shows 32 new, 142 increased, 99 reduced and 24 closed positions. Its largest new stake was Oracle: 42,436 shares worth $2.01M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Technology.

  • Regal Investment Advisors's largest Q4 2017 buy was Oracle: 42,436 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Core US Aggregate Bond ETF in Q4 2017, an estimated $1.37M increase.
  • Regal Investment Advisors's biggest Q4 2017 reduction was iShares Core S&P 500 ETF, cutting an estimated $2.24M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q4 2017, selling an estimated $6.08M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $449M portfolio in Q4 2017.
  • Regal Investment Advisors opened 32 new positions and closed 24 in Q4 2017.
  • Regal Investment Advisors's portfolio value rose 4.7% quarter-over-quarter to $449M.

Based on Regal Investment Advisors's 13F filing for Q4 2017, filed 6 Feb 2018.