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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$429M
AUM Growth
+$25M
Cap. Flow
+$12.6M
Cap. Flow %
2.95%
Top 10 Hldgs %
19.82%
Holding
294
New
33
Increased
133
Reduced
98
Closed
15

Top Buys

Rank Stock Value
1
ORLY icon
O'Reilly Automotive
ORLY
+$1.99M
2
MA icon
Mastercard
MA
+$1.93M
3
ADI icon
Analog Devices
ADI
+$1.92M
4
BNY
Bank of New York Mellon
BNY
+$1.89M
5
RTX icon
RTX Corp
RTX
+$1.88M

Top Sells

Rank Stock Value
1
CPN
Calpine Corporation
CPN
+$2.38M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$2.1M
3
WSM icon
Williams-Sonoma
WSM
+$1.96M
4
HBI
Hanesbrands
HBI
+$1.92M
5
HDV
iShares Core High Dividend ETF
HDV
+$1.31M

Sector Composition

Rank Sector Weight
1 Financials 5.85%
2 Healthcare 5.64%
3 Industrials 4.97%
4 Consumer Staples 4.77%
5 Technology 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIRI icon
276
SiriusXM
SIRI
$10.1B
$108K 0.03%
1,964
+1
+0.1% +$55
ROYT
277
DELISTED
PACIFIC COAST OIL TRUST
ROYT
– –
0
– –
NMM icon
278
Navios Maritime Partners
NMM
$2.26B
– –
0
– –
GAZ
279
DELISTED
iPath Bloomberg Natural Gas Subindex Total Return ETN due October 22, 2037
GAZ
$14K ﹤0.01%
47,050
+14,100
+43% +$4.25K
BKLN icon
280
Invesco Senior Loan ETF
BKLN
$6.81B
– –
-50,576
Closed -$1.17M
CL icon
281
Colgate-Palmolive
CL
$73.9B
– –
-2,947
Closed -$218K
DGRO icon
282
iShares Core Dividend Growth ETF
DGRO
$43.3B
– –
-8,435
Closed -$264K
GIS icon
283
General Mills
GIS
$19.2B
– –
-4,110
Closed -$228K
B
284
Barrick Mining
B
$68.6B
– –
-11,111
Closed -$177K
HBI
285
DELISTED
Hanesbrands
HBI
– –
-82,820
Closed -$1.92M
IDV icon
286
iShares International Select Dividend ETF
IDV
$8.46B
– –
-10,657
Closed -$349K
IWP icon
287
iShares Russell Mid-Cap Growth ETF
IWP
$20.3B
– –
-8,396
Closed -$454K
IWS icon
288
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
– –
-2,594
Closed -$218K
KRE icon
289
State Street SPDR S&P Regional Banking ETF
KRE
$4.68B
– –
-4,696
Closed -$258K
MBB icon
290
iShares MBS ETF
MBB
$38.9B
– –
-4,783
Closed -$511K
WSM icon
291
Williams-Sonoma
WSM
$29.1B
– –
-80,892
Closed -$1.96M
JE
292
DELISTED
Just Energy Group Inc
JE
– –
-355
Closed -$61K
CPN
293
DELISTED
Calpine Corporation
CPN
– –
-176,232
Closed -$2.38M
DD
294
DELISTED
Du Pont De Nemours E I
DD
– –
-3,150
Closed -$254K
8 9 10 11
12

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Regal Investment Advisors held 294 positions worth $429M, up 6.2% from $404M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q3 2017 filing shows 33 new, 133 increased, 98 reduced and 15 closed positions. Its largest new stake was O'Reilly Automotive: 150,480 shares worth $2.16M. The largest sale was Calpine Corporation, an estimated $2.38M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q3 2017 buy was O'Reilly Automotive: 150,480 shares worth $2.16M.
  • Regal Investment Advisors added most to RTX Corp in Q3 2017, an estimated $1.88M increase.
  • Regal Investment Advisors's biggest Q3 2017 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $2.1M.
  • Regal Investment Advisors fully exited Calpine Corporation in Q3 2017, selling an estimated $2.38M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $429M portfolio in Q3 2017.
  • Regal Investment Advisors opened 33 new positions and closed 15 in Q3 2017.
  • Regal Investment Advisors's portfolio value rose 6.2% quarter-over-quarter to $429M.

Based on Regal Investment Advisors's 13F filing for Q3 2017, filed 8 Nov 2017.