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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$383M
AUM Growth
+$21.6M
Cap. Flow
+$5.79M
Cap. Flow %
1.51%
Top 10 Hldgs %
18.9%
Holding
278
New
30
Increased
127
Reduced
90
Closed
16

Top Buys

Rank Stock Value
1
UI icon
Ubiquiti
UI
+$2.68M
2
ANDV
Andeavor
ANDV
+$2.51M
3
CPN
Calpine Corporation
CPN
+$2.28M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.86M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.41M

Top Sells

Rank Stock Value
1
AXE
Anixter International Inc
AXE
+$3.78M
2
LH icon
Labcorp
LH
+$2.95M
3
BKNG icon
Booking.com
BKNG
+$2.94M
4
RSX
VanEck Russia ETF
RSX
+$1.29M
5
WCC
WESCO International
WCC
+$1.23M

Sector Composition

Rank Sector Weight
1 Healthcare 6.74%
2 Consumer Discretionary 6.66%
3 Financials 5.18%
4 Consumer Staples 4.4%
5 Industrials 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSTM icon
276
Verastem
VSTM
$519M
– –
-2,444
Closed -$33K
RSX
277
DELISTED
VanEck Russia ETF
RSX
– –
-60,972
Closed -$1.29M
AXE
278
DELISTED
Anixter International Inc
AXE
– –
-46,688
Closed -$3.78M
8 9 10 11
12

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Regal Investment Advisors held 278 positions worth $383M, up 6% from $362M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q1 2017 filing shows 30 new, 127 increased, 90 reduced and 16 closed positions. Its largest new stake was Ubiquiti: 49,107 shares worth $2.47M. The largest sale was Anixter International Inc, an estimated $3.78M.

By sector, the portfolio is most concentrated in Healthcare at 6.7% of assets, down from 8.1% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q1 2017 buy was Ubiquiti: 49,107 shares worth $2.47M.
  • Regal Investment Advisors added most to Invesco QQQ Trust in Q1 2017, an estimated $1.86M increase.
  • Regal Investment Advisors's biggest Q1 2017 reduction was WESCO International, cutting an estimated $1.23M.
  • Regal Investment Advisors fully exited Anixter International Inc in Q1 2017, selling an estimated $3.78M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $383M portfolio in Q1 2017.
  • Regal Investment Advisors opened 30 new positions and closed 16 in Q1 2017.
  • Regal Investment Advisors's portfolio value rose 6% quarter-over-quarter to $383M.

Based on Regal Investment Advisors's 13F filing for Q1 2017, filed 12 May 2017.