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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEE icon
276
Ameren
AEE
$30.1B
– –
-2,400
Closed -$101K
AEG icon
277
Aegon
AEG
$14.1B
– –
-331
Closed -$1K
AFB
278
AllianceBernstein National Municipal Income Fund
AFB
$317M
– –
-800
Closed -$10K
AGNC icon
279
AGNC Investment
AGNC
$12.9B
– –
-478
Closed -$8K
AIA icon
280
iShares Asia 50 ETF
AIA
$4.73B
– –
-566
Closed -$23K
AIG icon
281
American International
AIG
$41.3B
– –
-150
Closed -$8K
AKAM icon
282
Akamai
AKAM
$15.9B
– –
-350
Closed -$24K
ALE
283
DELISTED
Allete
ALE
– –
-200
Closed -$10K
ALL icon
284
Allstate
ALL
$67.5B
– –
-392
Closed -$22K
ALLE icon
285
Allegion
ALLE
$14.4B
– –
-20
Closed -$1K
AMBA icon
286
Ambarella
AMBA
$3.81B
– –
-105
Closed -$6K
AME icon
287
Ametek
AME
$58.2B
– –
-1,370
Closed -$71K
AMRN
288
Amarin Corp
AMRN
$303M
– –
-230
Closed -$8K
AMT icon
289
American Tower
AMT
$80.4B
– –
-30
Closed -$2K
AMZN icon
290
Amazon
AMZN
$2.96T
– –
-1,080
Closed -$27K
ANDE icon
291
Andersons Inc
ANDE
$2.22B
– –
-300
Closed -$10K
ANIK icon
292
Anika Therapeutics
ANIK
$287M
– –
-100
Closed -$3K
ANSS
293
DELISTED
Ansys
ANSS
– –
-500
Closed -$44K
AOK icon
294
iShares Core Conservative Allocation ETF
AOK
$798M
– –
-300
Closed -$9K
APA icon
295
APA Corp
APA
$13.2B
– –
-377
Closed -$14K
APD icon
296
Air Products & Chemicals
APD
$67.6B
– –
-1,187
Closed -$140K
APTV icon
297
Aptiv
APTV
$10.3B
– –
-153
Closed -$11K
ARAY icon
298
Accuray
ARAY
$34M
– –
-125
Closed –
ARLP icon
299
Alliance Resource Partners
ARLP
$3.17B
– –
-6,586
Closed -$146K
ASR icon
300
Grupo Aeroportuario del Sureste
ASR
$8.3B
– –
-70
Closed -$10K
10 11
12
13 14

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.