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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICF icon
276
iShares Select U.S. REIT ETF
ICF
$2.09B
$126K 0.03%
2,600
+2,500
+2,500% +$117K
SPLV icon
277
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$124K 0.03%
3,255
– –
VPU
278
Vanguard Utilities ETF
VPU
$8.36B
$122K 0.03%
1,194
+281
+31% +$27.6K
ETP
279
DELISTED
Energy Transfer Partners L.p.
ETP
$122K 0.03%
1,881
-277
-13% -$17.7K
BMY icon
280
Bristol-Myers Squibb
BMY
$132B
$120K 0.03%
2,038
+401
+24% +$22.6K
FYX icon
281
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$120K 0.03%
2,457
+1,157
+89% +$54.1K
FV icon
282
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$119K 0.03%
5,400
+2,000
+59% +$42.4K
HYMB icon
283
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$119K 0.03%
4,130
+2,548
+161% +$72.7K
VDC icon
284
Vanguard Consumer Staples ETF
VDC
$7.99B
$119K 0.03%
954
-2,214
-70% -$272K
CB
285
DELISTED
CHUBB CORPORATION
CB
$117K 0.03%
1,133
+266
+31% +$26.5K
SIRI icon
286
SiriusXM
SIRI
$10.1B
$114K 0.03%
3,260
– –
HLX icon
287
Helix Energy Solutions
HLX
$1.41B
$113K 0.03%
5,205
– –
PNR icon
288
Pentair
PNR
$11B
$113K 0.03%
2,543
+1,064
+72% +$46.7K
ITOT icon
289
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$112K 0.03%
2,388
+140
+6% +$6.42K
VGIT icon
290
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$112K 0.03%
1,736
– –
AEE icon
291
Ameren
AEE
$30.1B
$111K 0.03%
2,400
– –
BF.B icon
292
Brown-Forman Class B
BF.B
$13.1B
$108K 0.03%
3,844
+913
+31% +$26.4K
DOV icon
293
Dover
DOV
$28.4B
$108K 0.03%
1,868
+917
+96% +$56.9K
PPG icon
294
PPG Industries
PPG
$26.6B
$106K 0.03%
916
+254
+38% +$26.3K
VDE icon
295
Vanguard Energy ETF
VDE
$9.74B
$106K 0.03%
947
-352
-27% -$42K
VOD icon
296
Vodafone
VOD
$37.4B
$106K 0.03%
3,112
-1,378
-31% -$46.4K
GPC icon
297
Genuine Parts
GPC
$18.7B
$105K 0.03%
982
+216
+28% +$21.2K
PAA icon
298
Plains All American Pipeline
PAA
$16.1B
$104K 0.03%
2,035
– –
SHW icon
299
Sherwin-Williams
SHW
$89.8B
$104K 0.03%
1,188
+264
+29% +$20.8K
BMS
300
DELISTED
Bemis
BMS
$104K 0.03%
2,303
+628
+37% +$25.3K
10 11
12
13 14

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.