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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.92%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.67B
AUM Growth
+$136M
Cap. Flow
+$113M
Cap. Flow %
6.74%
Top 10 Hldgs %
20.29%
Holding
608
New
92
Increased
304
Reduced
167
Closed
24

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$8.33M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.02M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$4.28M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.74M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.63M

Top Sells

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.86M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.51M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$3.03M
4
MU icon
Micron Technology
MU
+$2.88M
5
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$2.1M

Sector Composition

Rank Sector Weight
1 Technology 8.86%
2 Healthcare 4.98%
3 Consumer Staples 3.53%
4 Financials 3.2%
5 Industrials 2.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
251
Caterpillar
CAT
$387B
$1.17M 0.07%
2,042
+610
+43% +$339K
FXO icon
252
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$1.16M 0.07%
19,155
– –
VRTX icon
253
Vertex Pharmaceuticals
VRTX
$126B
$1.15M 0.07%
2,540
+97
+4% +$41.8K
SHW icon
254
Sherwin-Williams
SHW
$89.8B
$1.15M 0.07%
3,537
+164
+5% +$54.9K
DUBS icon
255
Aptus Large Cap Enhanced Yield ETF
DUBS
$412M
$1.14M 0.07%
+30,181
New +$1.12M
GE icon
256
GE Aerospace
GE
$384B
$1.12M 0.07%
3,642
+615
+20% +$185K
DHR icon
257
Danaher
DHR
$144B
$1.12M 0.07%
4,897
+870
+22% +$191K
RSG icon
258
Republic Services
RSG
$65.7B
$1.1M 0.07%
5,205
-95
-2% -$20.4K
NEE icon
259
NextEra Energy
NEE
$177B
$1.09M 0.07%
13,611
+710
+6% +$58.8K
QMAR icon
260
FT Vest Growth-100 Buffer ETF March
QMAR
$580M
$1.08M 0.06%
32,725
-2,975
-8% -$96.7K
ALNY icon
261
Alnylam Pharmaceuticals
ALNY
$29.3B
$1.08M 0.06%
2,714
+12
+0.4% +$5.31K
BND icon
262
Vanguard Total Bond Market
BND
$161B
$1.08M 0.06%
14,517
+2,449
+20% +$182K
KRYS icon
263
Krystal Biotech
KRYS
$9.66B
$1.07M 0.06%
4,360
+44
+1% +$9.26K
KLAC icon
264
KLA
KLAC
$259B
$1.07M 0.06%
8,840
-70
-0.8% -$8.21K
ZETA icon
265
Zeta Global
ZETA
$6.69B
$1.07M 0.06%
52,664
+1,260
+2% +$23.5K
SPHY icon
266
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12B
$1.06M 0.06%
44,607
+17,964
+67% +$426K
MP icon
267
MP Materials
MP
$9.1B
$1.05M 0.06%
20,844
-101
-0.5% -$6.4K
AON icon
268
Aon
AON
$76B
$1.05M 0.06%
2,966
+156
+6% +$54.5K
FXG icon
269
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$1.05M 0.06%
17,239
– –
PM icon
270
Philip Morris
PM
$295B
$1.05M 0.06%
6,518
+648
+11% +$100K
FMDE icon
271
Fidelity Enhanced Mid Cap Core ETF
FMDE
$8.12B
$1.05M 0.06%
28,729
+21,562
+301% +$776K
IWB icon
272
iShares Russell 1000 ETF
IWB
$50.2B
$1.04M 0.06%
2,787
+329
+13% +$122K
LVHI icon
273
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.59B
$1.04M 0.06%
28,243
-1,698
-6% -$61.1K
AMJB icon
274
Alerian MLP Index ETNs due January 28 2044
AMJB
$851M
$1.03M 0.06%
34,354
-2,790
-8% -$82.9K
RTX icon
275
RTX Corp
RTX
$301B
$1.02M 0.06%
5,547
+1,084
+24% +$188K
9 10
11
12 13

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, Regal Investment Advisors held 608 positions worth $1.67B, up 8.9% from $1.54B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q4 2025, opening 92 new positions and adding to 304 existing holdings. Its largest new stake was Invesco NASDAQ 100 ETF: 13,840 shares worth $3.5M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI USA Quality Factor ETF, an estimated $4.86M trimmed.

  • Regal Investment Advisors's largest Q4 2025 buy was Invesco NASDAQ 100 ETF: 13,840 shares worth $3.5M.
  • Regal Investment Advisors added most to iShares S&P 500 Value ETF in Q4 2025, an estimated $8.33M increase.
  • Regal Investment Advisors's biggest Q4 2025 reduction was iShares MSCI USA Quality Factor ETF, cutting an estimated $4.86M.
  • Regal Investment Advisors fully exited ON Semiconductor in Q4 2025, selling an estimated $1.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.67B portfolio in Q4 2025.
  • Regal Investment Advisors opened 92 new positions and closed 24 in Q4 2025.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.67B.

Based on Regal Investment Advisors's 13F filing for Q4 2025, filed 17 Feb 2026.