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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXG icon
251
First Trust Consumer Staples AlphaDEX Fund
FXG
$230M
$1.08M 0.07%
17,239
– –
SLV icon
252
iShares Silver Trust
SLV
$31.4B
$1.08M 0.07%
25,435
-745
-3% -$26.8K
PSX icon
253
Phillips 66
PSX
$84.5B
$1.08M 0.07%
7,910
+417
+6% +$53.4K
ARKK icon
254
ARK Innovation ETF
ARKK
$6.34B
$1.07M 0.07%
12,387
+5,478
+79% +$419K
LVHI icon
255
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.59B
$1.04M 0.07%
29,941
+3,554
+13% +$121K
IJS icon
256
iShares S&P Small-Cap 600 Value ETF
IJS
$8.31B
$1.03M 0.07%
9,344
+11
+0.1% +$1.17K
HEI icon
257
HEICO Corp
HEI
$51.2B
$1.03M 0.07%
3,186
+222
+7% +$70.7K
ZETA icon
258
Zeta Global
ZETA
$6.84B
$1.02M 0.07%
51,404
-2,932
-5% -$52.7K
SYY icon
259
Sysco
SYY
$40.3B
$1M 0.07%
12,201
-864
-7% -$69.1K
AON icon
260
Aon
AON
$76B
$1M 0.07%
2,810
+17
+0.6% +$6.15K
ONEQ icon
261
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.8B
$999K 0.07%
11,210
+14
+0.1% +$1.18K
SPSM icon
262
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$982K 0.06%
21,194
+14,012
+195% +$628K
ORLY icon
263
O'Reilly Automotive
ORLY
$75.5B
$978K 0.06%
9,075
+1,392
+18% +$140K
NEE icon
264
NextEra Energy
NEE
$176B
$974K 0.06%
+12,901
New +$943K
AJG icon
265
Arthur J. Gallagher & Co
AJG
$64.1B
$974K 0.06%
3,144
+923
+42% +$278K
CYBR
266
DELISTED
CyberArk
CYBR
$964K 0.06%
1,995
-597
-23% -$256K
KLAC icon
267
KLA
KLAC
$253B
$961K 0.06%
8,910
+790
+10% +$73.7K
SHV icon
268
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$960K 0.06%
8,691
-217
-2% -$23.9K
FDVV icon
269
Fidelity High Dividend ETF
FDVV
$10.4B
$958K 0.06%
17,192
+872
+5% +$47.4K
VRTX icon
270
Vertex Pharmaceuticals
VRTX
$135B
$957K 0.06%
2,443
+272
+13% +$114K
PM icon
271
Philip Morris
PM
$292B
$952K 0.06%
5,870
+554
+10% +$93.2K
MRK icon
272
Merck
MRK
$322B
$931K 0.06%
11,090
+570
+5% +$46.9K
HPE.PRC
273
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
$4.29B
$927K 0.06%
13,658
+613
+5% +$38.5K
BA icon
274
Boeing
BA
$186B
$926K 0.06%
4,289
+452
+12% +$102K
MGEE icon
275
MGE Energy Inc
MGEE
$3.05B
$923K 0.06%
10,970
+61
+0.6% +$5.21K
9 10
11
12 13

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.